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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$5.21B
AUM Growth
+$332M
Cap. Flow
+$109M
Cap. Flow %
2.09%
Top 10 Hldgs %
18.22%
Holding
1,261
New
91
Increased
518
Reduced
451
Closed
70

Top Buys

Rank Stock Value
1
FSIG icon
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
+$29M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.4M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$20.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.2M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$17.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.4M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$15.6M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$15.4M

Sector Composition

Rank Sector Weight
1 Technology 11.78%
2 Financials 9.06%
3 Healthcare 7.9%
4 Consumer Discretionary 6.19%
5 Industrials 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASA
726
ASA Gold and Precious Metals
ASA
$924M
$484K 0.01%
30,220
-885
-3% -$13.6K
VGSH icon
727
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$484K 0.01%
8,260
+578
+8% +$33.6K
FXR icon
728
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
$481K 0.01%
8,666
– –
OGN icon
729
Organon & Co
OGN
$3.56B
$478K 0.01%
20,327
-6,937
-25% -$186K
BALL icon
730
Ball Corp
BALL
$17.5B
$476K 0.01%
8,644
+1,413
+20% +$78.6K
VOOV icon
731
Vanguard S&P 500 Value ETF
VOOV
$6.61B
$475K 0.01%
3,241
-268
-8% -$39.1K
OTIS icon
732
Otis Worldwide
OTIS
$27.9B
$475K 0.01%
5,633
+61
+1% +$5.05K
GVI icon
733
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$475K 0.01%
4,544
+17
+0.4% +$1.76K
DXPE icon
734
DXP Enterprises
DXPE
$2.3B
$473K 0.01%
17,552
+160
+0.9% +$4.61K
CBRL icon
735
Cracker Barrel
CBRL
$1.26B
$472K 0.01%
4,157
-89
-2% -$9.73K
CINF icon
736
Cincinnati Financial
CINF
$27.8B
$472K 0.01%
4,210
-519
-11% -$59K
BSCQ icon
737
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$470K 0.01%
24,508
-2,856
-10% -$54.4K
KEX icon
738
Kirby Corp
KEX
$7.01B
$465K 0.01%
6,675
-882
-12% -$60.8K
SABA
739
Saba Capital Income & Opportunities Fund II
SABA
$220M
$465K 0.01%
52,848
-3,368
-6% -$29.2K
EWBC icon
740
East-West Bancorp
EWBC
$17.8B
$465K 0.01%
8,377
-4,750
-36% -$328K
SWK icon
741
Stanley Black & Decker
SWK
$14.5B
$464K 0.01%
5,761
+457
+9% +$38.5K
WOLF icon
742
Wolfspeed
WOLF
$1.04B
$464K 0.01%
7,144
+416
+6% +$30.4K
PCEF icon
743
Invesco CEF Income Composite ETF
PCEF
$788M
$462K 0.01%
25,371
+366
+1% +$6.89K
RBA icon
744
RB Global
RBA
$21.5B
$459K 0.01%
8,151
+4,512
+124% +$266K
RJF icon
745
Raymond James Financial
RJF
$33.5B
$459K 0.01%
4,919
-43,378
-90% -$4.6M
DLB icon
746
Dolby
DLB
$4.97B
$459K 0.01%
5,369
+94
+2% +$7.59K
SBRA icon
747
Sabra Healthcare REIT
SBRA
$5.56B
$456K 0.01%
39,658
+3,000
+8% +$37.1K
RPG icon
748
Invesco S&P 500 Pure Growth ETF
RPG
$1.9B
$452K 0.01%
14,960
– –
BSMO
749
DELISTED
Invesco BulletShares 2024 Municipal Bond ETF
BSMO
$452K 0.01%
18,145
+1,770
+11% +$44K
BSMN
750
DELISTED
Invesco BulletShares 2023 Municipal Bond ETF
BSMN
$449K 0.01%
17,905
+1,755
+11% +$44.1K
28 29
30
31 32

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PEA
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Stephens Inc's Q1 2023 Portfolio in Review

As of Q1 2023, Stephens Inc held 1,261 positions worth $5.21B, up 6.8% from $4.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q1 2023 filing shows 91 new, 518 increased, 451 reduced and 70 closed positions. Its largest new stake was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $18.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q1 2023 buy was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M.
  • Stephens Inc added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2023, an estimated $24.4M increase.
  • Stephens Inc's biggest Q1 2023 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $18.4M.
  • Stephens Inc fully exited iShares 0-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $6.19M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.21B portfolio in Q1 2023.
  • Stephens Inc opened 91 new positions and closed 70 in Q1 2023.
  • Stephens Inc's portfolio value rose 6.8% quarter-over-quarter to $5.21B.

Based on Stephens Inc's 13F filing for Q1 2023, filed 15 May 2023.