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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WOLF icon
726
Wolfspeed
WOLF
$1.2B
$465K 0.01%
6,728
-1,445
-18% -$128K
IYJ icon
727
iShares US Industrials ETF
IYJ
$1.98B
$464K 0.01%
4,810
– –
GVI icon
728
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$464K 0.01%
4,527
+28
+0.6% +$2.86K
MCK icon
729
McKesson
MCK
$98.5B
$457K 0.01%
1,217
+3
+0.2% +$1.12K
SBRA icon
730
Sabra Healthcare REIT
SBRA
$5.64B
$456K 0.01%
+36,658
New +$467K
GKOS icon
731
Glaukos
GKOS
$9.02B
$455K 0.01%
10,425
+4,691
+82% +$231K
RPG icon
732
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$454K 0.01%
14,960
– –
PCEF icon
733
Invesco CEF Income Composite ETF
PCEF
$812M
$453K 0.01%
25,005
-3,186
-11% -$58.2K
ANSS
734
DELISTED
Ansys
ANSS
$453K 0.01%
1,874
+51
+3% +$11.9K
ACHC icon
735
Acadia Healthcare
ACHC
$3.17B
$448K 0.01%
5,439
-17
-0.3% -$1.4K
FXR icon
736
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$446K 0.01%
8,666
– –
ZYME icon
737
Zymeworks
ZYME
$1.68B
$445K 0.01%
+56,647
New +$398K
ASA
738
ASA Gold and Precious Metals
ASA
$948M
$445K 0.01%
31,105
+3,746
+14% +$50.6K
VGSH icon
739
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$444K 0.01%
7,682
+2,208
+40% +$128K
LH icon
740
Labcorp
LH
$24.3B
$444K 0.01%
2,192
-213
-9% -$41.6K
PHYS icon
741
Sprott Physical Gold
PHYS
$14.6B
$443K 0.01%
31,425
– –
EQT icon
742
EQT Corp
EQT
$33.2B
$440K 0.01%
13,013
+459
+4% +$18.4K
BMAC.U
743
DELISTED
Black Mountain Acquisition Corp. Units, each consisting of one share of Class A common stock and three quarters of one warrant
BMAC.U
$438K 0.01%
43,000
-2,000
-4% -$20.2K
NMZ icon
744
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$437K 0.01%
42,305
+29,890
+241% +$312K
OTIS icon
745
Otis Worldwide
OTIS
$27.4B
$436K 0.01%
5,572
-2,989
-35% -$221K
CTR
746
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$436K 0.01%
15,425
-432
-3% -$12.7K
KJAN icon
747
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$434K 0.01%
14,523
-111,346
-88% -$3.33M
TYL icon
748
Tyler Technologies
TYL
$12.2B
$434K 0.01%
1,347
– –
FYX icon
749
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$431K 0.01%
5,500
– –
LYV icon
750
Live Nation Entertainment
LYV
$41.2B
$431K 0.01%
6,182
+26
+0.4% +$1.93K
28 29
30
31 32

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Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.