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Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 42.61%
2 Industrials 8.79%
3 Energy 8.53%
4 Financials 6.96%
5 Healthcare 6.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECHO
726
DELISTED
Echo Global Logistics, Inc.
ECHO
$131K 0.01%
7,163
-64,197
-90% -$1.18M
ARUN
727
DELISTED
ARUBA NETWORKS, INC.
ARUN
$130K 0.01%
6,948
+51
+0.7% +$1.02K
EOX
728
DELISTED
EMERALD OIL INC (MT)
EOX
$130K 0.01%
965
– –
SIL icon
729
Global X Silver Miners ETF NEW
SIL
$4.82B
$128K 0.01%
3,333
– –
TSC
730
DELISTED
TriState Capital Holdings, Inc.
TSC
$128K 0.01%
+9,000
New +$123K
TTEK icon
731
Tetra Tech
TTEK
$9.34B
$125K 0.01%
21,040
-110
-0.5% -$641
RL icon
732
Ralph Lauren
RL
$20.2B
$124K 0.01%
+769
New +$124K
TSLA icon
733
Tesla
TSLA
$1.41T
$119K 0.01%
8,535
-5,385
-39% -$72.1K
LYG icon
734
Lloyds Banking Group
LYG
$84.9B
$118K 0.01%
23,232
-7,850
-25% -$42.6K
DDD icon
735
3D Systems Corp
DDD
$522M
$116K 0.01%
1,968
+691
+54% +$51.5K
TW
736
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$112K 0.01%
985
– –
OIG
737
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$110K 0.01%
250
– –
WEN icon
738
Wendy's
WEN
$1.34B
$108K 0.01%
11,810
-75
-0.6% -$687
SNDK
739
DELISTED
SANDISK CORP
SNDK
$107K 0.01%
1,312
+99
+8% +$7.31K
REFR icon
740
Research Frontiers
REFR
$13.3M
$104K 0.01%
20,000
– –
TLM
741
DELISTED
TALISMAN ENERGY INC
TLM
$101K 0.01%
+10,160
New +$108K
CRZO
742
DELISTED
Carrizo Oil & Gas Inc
CRZO
$99K 0.01%
1,845
-5,230
-74% -$240K
MFIC icon
743
MidCap Financial Investment
MFIC
$745M
$93K 0.01%
3,737
+247
+7% +$6.37K
NGD
744
DELISTED
New Gold Inc
NGD
$93K 0.01%
+19,000
New +$110K
FTR
745
DELISTED
Frontier Communications Corp.
FTR
$92K 0.01%
1,074
+37
+4% +$2.71K
EROC
746
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$91K 0.01%
+17,375
New +$94.3K
BDSI
747
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$84K ﹤0.01%
10,000
– –
CRDS
748
DELISTED
Crossroads Systems, Inc.
CRDS
$80K ﹤0.01%
1,656
+906
+121% +$47.1K
BNNY
749
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
$78K ﹤0.01%
1,950
+1,845
+1,757% +$73.5K
TC
750
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$77K ﹤0.01%
+35,400
New +$89.6K
28 29
30
31 32

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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, down from 53% a quarter earlier, followed by Industrials and Energy.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.