We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVR icon
726
Invesco Mortgage Capital
IVR
$782M
$192K 0.01%
1,248
+129
+12% +$20.4K
TFM
727
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$190K 0.01%
4,015
+1,875
+88% +$97.4K
CHRD icon
728
Chord Energy
CHRD
$7.82B
$188K 0.01%
+3,825
New +$161K
NLY icon
729
Annaly Capital Management
NLY
$16.7B
$186K 0.01%
4,019
-111
-3% -$5.22K
NUVA
730
DELISTED
NuVasive, Inc.
NUVA
$186K 0.01%
7,591
+3,975
+110% +$97.8K
CEB
731
DELISTED
CEB Inc.
CEB
$182K 0.01%
2,500
– –
POWI icon
732
Power Integrations
POWI
$3.95B
$179K 0.01%
6,598
+190
+3% +$4.92K
CMG icon
733
Chipotle Mexican Grill
CMG
$41.1B
$176K 0.01%
20,500
– –
ERIC icon
734
Ericsson
ERIC
$30.6B
$172K 0.01%
12,895
-310
-2% -$3.85K
ACHC icon
735
Acadia Healthcare
ACHC
$3.13B
$171K 0.01%
4,325
-25
-0.6% -$928
PII icon
736
Polaris
PII
$4.13B
$167K 0.01%
1,290
-35
-3% -$3.93K
HITT
737
DELISTED
HITTITE MICROWAVE CORP
HITT
$167K 0.01%
2,555
+1,540
+152% +$95.5K
BALT
738
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
$164K 0.01%
+33,456
New +$146K
FBNC icon
739
First Bancorp
FBNC
$2.62B
$156K 0.01%
+10,800
New +$162K
WEN icon
740
Wendy's
WEN
$1.37B
$152K 0.01%
17,885
-425
-2% -$3.19K
ABAX
741
DELISTED
Abaxis Inc
ABAX
$149K 0.01%
3,530
-25
-0.7% -$1.08K
WOOF
742
DELISTED
VCA Inc.
WOOF
$149K 0.01%
5,415
+3,180
+142% +$88.9K
FTNT icon
743
Fortinet
FTNT
$111B
$143K 0.01%
35,375
+9,725
+38% +$39.4K
RITM icon
744
Rithm Capital
RITM
$5.01B
$143K 0.01%
10,824
+1,030
+11% +$13.5K
QGENF
745
DELISTED
QIAGEN NV
QGENF
$140K 0.01%
6,525
+3,800
+139% +$81.5K
TSLA icon
746
Tesla
TSLA
$1.2T
$135K 0.01%
10,470
+1,875
+22% +$18.6K
PGH
747
DELISTED
Pengrowth Energy Corporation
PGH
$131K 0.01%
22,119
-250
-1% -$1.4K
THS
748
DELISTED
Treehouse Foods
THS
$125K 0.01%
1,870
+1,135
+154% +$78.2K
ACTG icon
749
Acacia Research
ACTG
$446M
$124K 0.01%
5,384
+2,440
+83% +$55.8K
DS
750
DELISTED
Drive Shack Inc.
DS
$119K 0.01%
23,471
+1,836
+8% +$9.29K
28 29
30
31 32

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.