We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+10.24%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$5.8B
AUM Growth
+$581M
Cap. Flow
+$84.6M
Cap. Flow %
1.46%
Top 10 Hldgs %
19.17%
Holding
1,316
New
102
Increased
545
Reduced
491
Closed
68

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$20.1M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$14.7M
3
BSCP
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
+$12.6M
4
MELI icon
Mercado Libre
MELI
+$10.8M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$32.5M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$21.7M
3
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$10.9M
4
GLBE icon
Global E Online
GLBE
+$10.7M
5
MTW icon
Manitowoc
MTW
+$7.58M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.14%
2 Technology 12.17%
3 Financials 9.44%
4 Healthcare 6.39%
5 Consumer Discretionary 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWO icon
51
iShares Russell 2000 Growth ETF
IWO
$14.4B
$25.4M 0.44%
100,872
-3,491
-3% -$787K
VIG icon
52
Vanguard Dividend Appreciation ETF
VIG
$111B
$25M 0.43%
146,768
-3,110
-2% -$500K
ABBV icon
53
AbbVie
ABBV
$443B
$24.9M 0.43%
160,896
-2,597
-2% -$379K
CVX icon
54
Chevron
CVX
$420B
$24.9M 0.43%
167,141
+5,940
+4% +$898K
LOW icon
55
Lowe's Companies
LOW
$111B
$24.8M 0.43%
111,417
+2,121
+2% +$430K
IOO icon
56
iShares Global 100 ETF
IOO
$9.09B
$24.8M 0.43%
307,460
-1,835
-0.6% -$140K
INTC icon
57
Intel
INTC
$560B
$24.6M 0.42%
488,692
+129,214
+36% +$5.25M
JEPI icon
58
JPMorgan Equity Premium Income ETF
JEPI
$45.6B
$24M 0.41%
435,721
+75,521
+21% +$4.07M
CRM icon
59
Salesforce
CRM
$201B
$23.8M 0.41%
90,629
-1,119
-1% -$253K
ETN icon
60
Eaton
ETN
$162B
$23.8M 0.41%
99,000
+8,842
+10% +$1.95M
BRK.B icon
61
Berkshire Hathaway Class B
BRK.B
$1.09T
$23.8M 0.41%
66,678
-6,554
-9% -$2.3M
FSIG icon
62
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.52B
$23.8M 0.41%
1,253,519
+33,141
+3% +$615K
DIA icon
63
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.1B
$22.9M 0.4%
60,804
+789
+1% +$276K
KO icon
64
Coca-Cola
KO
$377B
$22.5M 0.39%
382,232
-27,256
-7% -$1.55M
META icon
65
Meta Platforms (Facebook)
META
$1.67T
$22.4M 0.39%
63,290
+12,410
+24% +$4.04M
GIGB icon
66
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$1B
$22.3M 0.38%
481,083
+2,862
+0.6% +$126K
VZ icon
67
Verizon
VZ
$207B
$22.2M 0.38%
588,497
-79,714
-12% -$2.82M
IAU icon
68
iShares Gold Trust
IAU
$65.2B
$21.8M 0.38%
559,078
-35,208
-6% -$1.32M
BAC icon
69
Bank of America
BAC
$440B
$21.7M 0.37%
644,097
-83,319
-11% -$2.43M
ARCC icon
70
Ares Capital
ARCC
$14.1B
$21M 0.36%
1,050,781
-44,062
-4% -$859K
LRCX icon
71
Lam Research
LRCX
$394B
$20.6M 0.35%
262,460
+32,180
+14% +$2.19M
ADBE icon
72
Adobe
ADBE
$101B
$20.4M 0.35%
34,122
+1,668
+5% +$962K
UPS icon
73
United Parcel Service
UPS
$84.6B
$20.3M 0.35%
128,826
-13,003
-9% -$1.97M
LMBS icon
74
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.46B
$19.9M 0.34%
411,375
+9,214
+2% +$437K
FDL icon
75
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.98B
$19.8M 0.34%
550,885
-641,691
-54% -$21.7M
1 2
3
4 5

Similar funds

GRQ
Gardner Russo & Quinn Lancaster, Pennsylvania $8.93B AUM 6.76% 1-Year Est. Return
YCM
Yousif Capital Management Bloomfield Hills, Michigan $8.94B AUM 42.6% 1-Year Est. Return
AMH
Apollo Management Holdings New York $8.94B AUM 120.19% 1-Year Est. Return
PEA
Platinum Equity Advisors Beverly Hills, California $8.96B AUM 34.3% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $8.89B AUM 39.91% 1-Year Est. Return
IMRF
Illinois Municipal Retirement Fund Oak Brook, Illinois $8.87B AUM 36.45% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.86B AUM 22.16% 1-Year Est. Return
RRAM
River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

Stephens Inc's Q4 2023 Portfolio in Review

As of Q4 2023, Stephens Inc held 1,316 positions worth $5.8B, up 11% from $5.22B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2023 filing shows 102 new, 545 increased, 491 reduced and 68 closed positions. Its largest new stake was Simplify Short Term Treasury Futures Strategy ETF: 367,308 shares worth $8.5M. The largest sale was iShares MSCI EAFE ETF, an estimated $32.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 46% a quarter earlier, followed by Technology and Financials.

  • Stephens Inc's largest Q4 2023 buy was Simplify Short Term Treasury Futures Strategy ETF: 367,308 shares worth $8.5M.
  • Stephens Inc added most to Vanguard Morningstar Total Stock Market ETF in Q4 2023, an estimated $20.1M increase.
  • Stephens Inc's biggest Q4 2023 reduction was iShares MSCI EAFE ETF, cutting an estimated $32.5M.
  • Stephens Inc fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $10.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.8B portfolio in Q4 2023.
  • Stephens Inc opened 102 new positions and closed 68 in Q4 2023.
  • Stephens Inc's portfolio value rose 11% quarter-over-quarter to $5.8B.

Based on Stephens Inc's 13F filing for Q4 2023, filed 13 Feb 2024.