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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWO icon
51
iShares Russell 2000 Growth ETF
IWO
$14.5B
$23.4M 0.45%
104,363
+9,057
+10% +$2.17M
VIG icon
52
Vanguard Dividend Appreciation ETF
VIG
$111B
$23.3M 0.45%
149,878
+574
+0.4% +$93K
KO icon
53
Coca-Cola
KO
$354B
$22.9M 0.44%
409,488
+13,822
+3% +$829K
CAT icon
54
Caterpillar
CAT
$409B
$22.9M 0.44%
83,937
+1,693
+2% +$459K
LOW icon
55
Lowe's Companies
LOW
$116B
$22.7M 0.44%
109,296
-20,958
-16% -$4.71M
IOO icon
56
iShares Global 100 ETF
IOO
$8.56B
$22.7M 0.43%
309,295
+31,368
+11% +$2.38M
FSIG icon
57
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$22.4M 0.43%
1,220,378
-223,051
-15% -$4.14M
UPS icon
58
United Parcel Service
UPS
$97.6B
$22.1M 0.42%
141,829
+4,541
+3% +$784K
VZ icon
59
Verizon
VZ
$194B
$21.7M 0.42%
668,211
+40,783
+7% +$1.38M
ARCC icon
60
Ares Capital
ARCC
$13.5B
$21.3M 0.41%
1,094,843
-46,822
-4% -$908K
MCD icon
61
McDonald's
MCD
$188B
$21.3M 0.41%
80,672
+4,116
+5% +$1.17M
IAU icon
62
iShares Gold Trust
IAU
$63B
$20.8M 0.4%
594,286
-29,781
-5% -$1.09M
GIGB icon
63
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$957M
$20.7M 0.4%
478,221
-10,062
-2% -$446K
DIA icon
64
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$20.1M 0.39%
60,015
-484
-0.8% -$168K
BAC icon
65
Bank of America
BAC
$435B
$19.9M 0.38%
727,416
-75,578
-9% -$2.24M
FDX icon
66
FedEx
FDX
$74.5B
$19.9M 0.38%
75,070
-16,896
-18% -$4.39M
JEPI icon
67
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$19.3M 0.37%
360,200
+62,491
+21% +$3.44M
ETN icon
68
Eaton
ETN
$157B
$19.2M 0.37%
90,158
+3,745
+4% +$807K
VEA icon
69
Vanguard FTSE Developed Markets ETF
VEA
$226B
$19.1M 0.37%
437,489
+5,026
+1% +$230K
MOAT icon
70
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$19.1M 0.37%
251,990
+42,180
+20% +$3.36M
LMBS icon
71
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$19M 0.36%
402,161
-14,146
-3% -$673K
VOE icon
72
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$19M 0.36%
144,813
-5,447
-4% -$754K
CRM icon
73
Salesforce
CRM
$134B
$18.6M 0.36%
91,748
-28,954
-24% -$6.26M
IWB icon
74
iShares Russell 1000 ETF
IWB
$47.7B
$18M 0.34%
76,472
-1,578
-2% -$386K
VO icon
75
Vanguard Mid-Cap ETF
VO
$106B
$17.2M 0.33%
330,408
+45,996
+16% +$2.52M
1 2
3
4 5

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MAM
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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.