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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.21B
AUM Growth
+$332M
Cap. Flow
+$109M
Cap. Flow %
2.09%
Top 10 Hldgs %
18.22%
Holding
1,261
New
91
Increased
518
Reduced
451
Closed
70

Top Buys

Rank Stock Value
1
FSIG icon
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
+$29M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.4M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$20.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.2M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$17.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.4M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$15.6M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$15.4M

Sector Composition

Rank Sector Weight
1 Technology 11.78%
2 Financials 9.06%
3 Healthcare 7.9%
4 Consumer Discretionary 6.19%
5 Industrials 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
51
Cisco
CSCO
$456B
$24.6M 0.47%
471,098
+42,602
+10% +$2.08M
CVX icon
52
Chevron
CVX
$374B
$24.2M 0.46%
148,167
-10,230
-6% -$1.72M
TFLO icon
53
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$24.1M 0.46%
477,157
+26,073
+6% +$1.32M
VIG icon
54
Vanguard Dividend Appreciation ETF
VIG
$113B
$23.9M 0.46%
154,920
-8,252
-5% -$1.26M
WM icon
55
Waste Management
WM
$96.1B
$23.3M 0.45%
142,517
-22,086
-13% -$3.38M
IAU icon
56
iShares Gold Trust
IAU
$62.5B
$23.2M 0.45%
621,868
+10,040
+2% +$360K
VZ icon
57
Verizon
VZ
$201B
$22.8M 0.44%
585,805
+103,026
+21% +$4.06M
BA icon
58
Boeing
BA
$175B
$22.5M 0.43%
105,969
-760
-0.7% -$158K
BX icon
59
Blackstone
BX
$107B
$22.4M 0.43%
255,426
-9,763
-4% -$862K
GIGB icon
60
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$971M
$22.3M 0.43%
488,283
+10,000
+2% +$453K
BAC icon
61
Bank of America
BAC
$439B
$21.8M 0.42%
761,906
-12,209
-2% -$403K
ARCC icon
62
Ares Capital
ARCC
$13.7B
$21.5M 0.41%
1,178,499
-48,228
-4% -$912K
VOE icon
63
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$21.1M 0.4%
157,411
-4,012
-2% -$557K
MCD icon
64
McDonald's
MCD
$194B
$21.1M 0.4%
75,457
+743
+1% +$199K
IWO icon
65
iShares Russell 2000 Growth ETF
IWO
$14.4B
$21.1M 0.4%
92,875
-2,220
-2% -$508K
PFE icon
66
Pfizer
PFE
$144B
$20.6M 0.4%
505,808
+45,891
+10% +$1.98M
DIS icon
67
Walt Disney
DIS
$172B
$19.8M 0.38%
198,009
+52,287
+36% +$5.27M
KO icon
68
Coca-Cola
KO
$380B
$19.8M 0.38%
319,425
-724
-0.2% -$43.8K
DIA icon
69
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$19.6M 0.38%
58,896
-1,159
-2% -$385K
VEA icon
70
Vanguard FTSE Developed Markets ETF
VEA
$225B
$19.1M 0.37%
423,135
+5,593
+1% +$249K
QCOM icon
71
Qualcomm
QCOM
$172B
$18.9M 0.36%
148,143
+5,842
+4% +$726K
XLE icon
72
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$18.8M 0.36%
453,218
+14,742
+3% +$630K
ADBE icon
73
Adobe
ADBE
$99B
$18.2M 0.35%
47,299
-6,617
-12% -$2.35M
IOO icon
74
iShares Global 100 ETF
IOO
$8.72B
$17.9M 0.34%
255,989
+4,253
+2% +$286K
SGOV icon
75
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.3B
$17.6M 0.34%
175,144
+170,954
+4,080% +$17.2M
1 2
3
4 5

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Stephens Inc's Q1 2023 Portfolio in Review

As of Q1 2023, Stephens Inc held 1,261 positions worth $5.21B, up 6.8% from $4.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q1 2023 filing shows 91 new, 518 increased, 451 reduced and 70 closed positions. Its largest new stake was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $18.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q1 2023 buy was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M.
  • Stephens Inc added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2023, an estimated $24.4M increase.
  • Stephens Inc's biggest Q1 2023 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $18.4M.
  • Stephens Inc fully exited iShares 0-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $6.19M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.21B portfolio in Q1 2023.
  • Stephens Inc opened 91 new positions and closed 70 in Q1 2023.
  • Stephens Inc's portfolio value rose 6.8% quarter-over-quarter to $5.21B.

Based on Stephens Inc's 13F filing for Q1 2023, filed 15 May 2023.