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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STIP icon
51
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$22.3M 0.46%
230,126
-19,790
-8% -$1.92M
VUG icon
52
Vanguard Growth ETF
VUG
$216B
$22.3M 0.46%
627,522
+6,114
+1% +$225K
VOE icon
53
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$21.8M 0.45%
161,423
+92,431
+134% +$12.4M
IAU icon
54
iShares Gold Trust
IAU
$63B
$21.2M 0.43%
611,828
-31,877
-5% -$1.05M
GIGB icon
55
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$958M
$21.1M 0.43%
478,283
+10,993
+2% +$482K
FDL icon
56
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.71B
$20.9M 0.43%
572,438
+74,457
+15% +$2.68M
GOOGL icon
57
Alphabet (Google) Class A
GOOGL
$3.91T
$20.9M 0.43%
236,358
+9,716
+4% +$923K
CSCO icon
58
Cisco
CSCO
$450B
$20.4M 0.42%
428,496
-11,260
-3% -$513K
IWO icon
59
iShares Russell 2000 Growth ETF
IWO
$14.4B
$20.4M 0.42%
95,095
+9,309
+11% +$2.04M
KO icon
60
Coca-Cola
KO
$354B
$20.4M 0.42%
320,149
-43,156
-12% -$2.61M
RSP icon
61
Invesco S&P 500 Equal Weight ETF
RSP
$96B
$20.3M 0.42%
144,015
+28,347
+25% +$3.96M
BA icon
62
Boeing
BA
$165B
$20.3M 0.42%
106,729
-5,893
-5% -$964K
DIA icon
63
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$19.9M 0.41%
60,055
-4,054
-6% -$1.32M
MCD icon
64
McDonald's
MCD
$188B
$19.7M 0.4%
74,714
-2,561
-3% -$676K
BX icon
65
Blackstone
BX
$104B
$19.7M 0.4%
265,189
-30,430
-10% -$2.63M
XLE icon
66
State Street Energy Select Sector SPDR ETF
XLE
$39.4B
$19.2M 0.39%
438,476
+360,458
+462% +$15.7M
VZ icon
67
Verizon
VZ
$193B
$19M 0.39%
482,779
-10,143
-2% -$382K
CAT icon
68
Caterpillar
CAT
$409B
$18.6M 0.38%
77,585
+4,953
+7% +$1.08M
ADBE icon
69
Adobe
ADBE
$89.4B
$18.1M 0.37%
53,916
-5,008
-8% -$1.6M
ABT icon
70
Abbott
ABT
$180B
$18M 0.37%
164,055
-5,710
-3% -$591K
VEA icon
71
Vanguard FTSE Developed Markets ETF
VEA
$226B
$17.5M 0.36%
417,542
-56,366
-12% -$2.28M
APD icon
72
Air Products & Chemicals
APD
$66.4B
$16.9M 0.35%
54,770
-4,637
-8% -$1.31M
MDT icon
73
Medtronic
MDT
$106B
$16.7M 0.34%
214,382
-3,045
-1% -$247K
HD icon
74
Home Depot
HD
$332B
$16.5M 0.34%
52,278
-4,892
-9% -$1.49M
IWB icon
75
iShares Russell 1000 ETF
IWB
$47.7B
$16.3M 0.33%
77,290
-2,466
-3% -$522K
1 2
3
4 5

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CMTU
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MAM
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Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.