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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
51
Berkshire Hathaway Class B
BRK.B
$1.06T
$21.1M 0.45%
78,963
+4,970
+7% +$1.41M
KO icon
52
Coca-Cola
KO
$349B
$20.4M 0.43%
363,305
+3,604
+1% +$224K
IAU icon
53
iShares Gold Trust
IAU
$62.9B
$20.3M 0.43%
643,705
-205,449
-24% -$6.73M
GIGB icon
54
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$958M
$20.2M 0.43%
467,290
-38,470
-8% -$1.77M
CRM icon
55
Salesforce
CRM
$129B
$19.8M 0.42%
137,757
+656
+0.5% +$111K
PEP icon
56
PepsiCo
PEP
$184B
$18.8M 0.4%
115,119
+47,257
+70% +$8.14M
VZ icon
57
Verizon
VZ
$183B
$18.7M 0.4%
492,922
+3,689
+0.8% +$164K
UPS icon
58
United Parcel Service
UPS
$97B
$18.4M 0.39%
114,119
+4,545
+4% +$861K
DIA icon
59
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.6B
$18.4M 0.39%
64,109
+516
+0.8% +$164K
FDX icon
60
FedEx
FDX
$74.7B
$18.3M 0.39%
123,510
+45,540
+58% +$9.61M
MCD icon
61
McDonald's
MCD
$187B
$17.8M 0.38%
77,275
+1,651
+2% +$422K
KREF
62
KKR Real Estate Finance Trust
KREF
$459M
$17.7M 0.38%
1,090,881
+44,476
+4% +$838K
IWO icon
63
iShares Russell 2000 Growth ETF
IWO
$14.6B
$17.7M 0.38%
85,786
-6,425
-7% -$1.45M
LMBS icon
64
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$17.6M 0.38%
372,361
-82,593
-18% -$3.98M
CSCO icon
65
Cisco
CSCO
$444B
$17.6M 0.38%
439,756
+27,548
+7% +$1.22M
MDT icon
66
Medtronic
MDT
$105B
$17.6M 0.37%
217,427
+3,397
+2% +$305K
AVGO icon
67
Broadcom
AVGO
$1.87T
$17.4M 0.37%
392,050
+153,260
+64% +$7.83M
VEA icon
68
Vanguard FTSE Developed Markets ETF
VEA
$226B
$17.2M 0.37%
473,908
+9,846
+2% +$401K
DIS icon
69
Walt Disney
DIS
$161B
$17.2M 0.37%
181,989
+917
+0.5% +$98.1K
ABT icon
70
Abbott
ABT
$175B
$16.4M 0.35%
169,765
-6,859
-4% -$731K
ADBE icon
71
Adobe
ADBE
$84.3B
$16.2M 0.35%
58,924
+3,385
+6% +$1.28M
FDL icon
72
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.6B
$16M 0.34%
497,981
+13,313
+3% +$476K
HD icon
73
Home Depot
HD
$324B
$15.8M 0.34%
57,170
-24,215
-30% -$7.15M
IWB icon
74
iShares Russell 1000 ETF
IWB
$47.7B
$15.7M 0.34%
79,756
+77
+0.1% +$16.9K
IOO icon
75
iShares Global 100 ETF
IOO
$8.54B
$15.5M 0.33%
260,012
+9,369
+4% +$621K
1 2
3
4 5

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.