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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
51
Vanguard FTSE Developed Markets ETF
VEA
$226B
$27M 0.44%
550,161
+15,823
+3% +$773K
VB icon
52
Vanguard Small-Cap ETF
VB
$79.7B
$26.7M 0.44%
124,773
+26,929
+28% +$5.67M
DIS icon
53
Walt Disney
DIS
$168B
$26.6M 0.44%
143,971
-7,970
-5% -$1.47M
INTC icon
54
Intel
INTC
$453B
$25.7M 0.42%
401,318
+38,909
+11% +$2.32M
GOOGL icon
55
Alphabet (Google) Class A
GOOGL
$4T
$25.6M 0.42%
247,980
+7,220
+3% +$713K
OBDC icon
56
Blue Owl Capital
OBDC
$5.42B
$25.3M 0.42%
1,838,285
+365,692
+25% +$4.98M
PFF icon
57
iShares Preferred and Income Securities ETF
PFF
$13.2B
$25.2M 0.41%
655,154
+190,796
+41% +$7.24M
CSCO icon
58
Cisco
CSCO
$448B
$24.8M 0.41%
479,799
+43,631
+10% +$2.05M
CRM icon
59
Salesforce
CRM
$144B
$24.2M 0.4%
114,025
+3,068
+3% +$683K
BX icon
60
Blackstone
BX
$105B
$24.1M 0.4%
322,966
-20,961
-6% -$1.45M
HD icon
61
Home Depot
HD
$337B
$24M 0.39%
78,536
+11,145
+17% +$3.07M
VIG icon
62
Vanguard Dividend Appreciation ETF
VIG
$111B
$23.8M 0.39%
161,979
+2,428
+2% +$345K
MA icon
63
Mastercard
MA
$488B
$23.7M 0.39%
66,427
+3,779
+6% +$1.32M
MDT icon
64
Medtronic
MDT
$109B
$23.6M 0.39%
199,783
+12,123
+6% +$1.42M
VTV icon
65
Vanguard Value ETF
VTV
$189B
$23.5M 0.39%
178,462
+49,779
+39% +$6.24M
EEM icon
66
iShares MSCI Emerging Markets ETF
EEM
$28.3B
$23.1M 0.38%
433,221
+216,872
+100% +$11.9M
BRK.B icon
67
Berkshire Hathaway Class B
BRK.B
$1.07T
$22.9M 0.38%
89,531
+12,208
+16% +$2.96M
VEU icon
68
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$22.8M 0.37%
375,485
+13,464
+4% +$819K
MMM icon
69
3M
MMM
$91.2B
$21.7M 0.36%
134,500
+5,771
+4% +$864K
UPS icon
70
United Parcel Service
UPS
$96.3B
$21.6M 0.35%
126,789
+2,645
+2% +$428K
WM icon
71
Waste Management
WM
$96B
$21.4M 0.35%
165,996
+5,974
+4% +$698K
PG icon
72
Procter & Gamble
PG
$346B
$21.2M 0.35%
156,669
+3,875
+3% +$506K
PFE icon
73
Pfizer
PFE
$141B
$21M 0.34%
579,300
+17,397
+3% +$618K
SWAN icon
74
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$156M
$20.9M 0.34%
655,218
+80,189
+14% +$2.6M
DIA icon
75
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.4B
$20.4M 0.34%
61,861
+22,843
+59% +$7.21M
1 2
3
4 5

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.