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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
51
Blackstone
BX
$152B
$19.6M 0.43%
402,222
-5,476
-1% -$267K
VUG icon
52
Vanguard Growth ETF
VUG
$217B
$19.4M 0.43%
699,474
+66,960
+11% +$1.86M
LOW icon
53
Lowe's Companies
LOW
$113B
$19.3M 0.42%
175,303
-2,321
-1% -$245K
INTC icon
54
Intel
INTC
$504B
$19.3M 0.42%
373,584
+12,188
+3% +$599K
PFE icon
55
Pfizer
PFE
$143B
$19.1M 0.42%
561,483
+76,831
+16% +$2.79M
VIG icon
56
Vanguard Dividend Appreciation ETF
VIG
$110B
$19.1M 0.42%
159,867
+1,427
+0.9% +$168K
MCD icon
57
McDonald's
MCD
$187B
$19.1M 0.42%
88,768
-142
-0.2% -$30.4K
PG icon
58
Procter & Gamble
PG
$342B
$18.9M 0.42%
152,069
-28,383
-16% -$3.35M
VOO icon
59
Vanguard S&P 500 ETF
VOO
$967B
$18.8M 0.41%
69,069
+362
+0.5% +$98.3K
MDT icon
60
Medtronic
MDT
$105B
$18.5M 0.41%
169,901
-14,416
-8% -$1.5M
IGIB icon
61
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$17.9M 0.39%
308,812
+10,840
+4% +$623K
WM icon
62
Waste Management
WM
$95.3B
$17.7M 0.39%
154,342
+1,743
+1% +$204K
EEM icon
63
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$17.7M 0.39%
432,566
-10,306
-2% -$425K
IVW icon
64
iShares S&P 500 Growth ETF
IVW
$72.9B
$17.6M 0.39%
390,736
-2,148
-0.5% -$97.2K
VEU icon
65
Vanguard FTSE All-World ex-US ETF
VEU
$65.8B
$17.3M 0.38%
347,135
-6,188
-2% -$309K
IWB icon
66
iShares Russell 1000 ETF
IWB
$47.7B
$17.2M 0.38%
104,775
-5,787
-5% -$950K
RSP icon
67
Invesco S&P 500 Equal Weight ETF
RSP
$95.3B
$16.9M 0.37%
156,490
-5,947
-4% -$638K
GBDC icon
68
Golub Capital BDC
GBDC
$3.33B
$16.6M 0.37%
+900,243
New +$16.2M
VRP icon
69
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$16.4M 0.36%
646,637
+116,188
+22% +$2.93M
BA icon
70
Boeing
BA
$165B
$15.9M 0.35%
41,687
+2,381
+6% +$851K
HD icon
71
Home Depot
HD
$324B
$15.7M 0.34%
67,460
-671
-1% -$147K
CSCO icon
72
Cisco
CSCO
$444B
$15.5M 0.34%
313,986
+1,281
+0.4% +$66.6K
IWV icon
73
iShares Russell 3000 ETF
IWV
$19.5B
$15M 0.33%
86,448
-9,528
-10% -$1.65M
DIS icon
74
Walt Disney
DIS
$161B
$15M 0.33%
115,264
+4,054
+4% +$561K
D icon
75
Dominion Energy
D
$62.8B
$14.6M 0.32%
180,407
-4,134
-2% -$320K
1 2
3
4 5

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.