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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
51
Blackstone
BX
$152B
$5.43M 0.29%
222,487
+20,318
+10% +$452K
JNK icon
52
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$5.41M 0.29%
45,225
+545
+1% +$65.1K
COST icon
53
Costco
COST
$411B
$5.4M 0.29%
46,884
+5,270
+13% +$608K
ODFL icon
54
Old Dominion Freight Line
ODFL
$48B
$5.34M 0.29%
348,330
+13,200
+4% +$196K
CVX icon
55
Chevron
CVX
$387B
$5.23M 0.28%
43,079
+676
+2% +$83.1K
KRFT
56
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$5.2M 0.28%
99,131
-14,966
-13% -$820K
PG icon
57
Procter & Gamble
PG
$342B
$5.16M 0.28%
68,208
-6,157
-8% -$490K
RSP icon
58
Invesco S&P 500 Equal Weight ETF
RSP
$95.3B
$5.1M 0.27%
78,189
+23,842
+44% +$1.54M
KO icon
59
Coca-Cola
KO
$349B
$5.09M 0.27%
134,345
+6,172
+5% +$244K
GLD icon
60
SPDR Gold Trust
GLD
$130B
$5.04M 0.27%
39,313
-2,018
-5% -$259K
RDS.B
61
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$5.03M 0.27%
73,001
-9,925
-12% -$677K
CHK
62
DELISTED
Chesapeake Energy Corporation
CHK
$4.99M 0.27%
1,019
-3
-0.3% -$13.9K
HYG icon
63
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$4.99M 0.27%
54,450
+298
+0.6% +$27.3K
CWB icon
64
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
$4.97M 0.27%
110,071
+3,342
+3% +$149K
RAI
65
DELISTED
Reynolds American Inc
RAI
$4.86M 0.26%
199,438
-43,138
-18% -$1.07M
ABBV icon
66
AbbVie
ABBV
$454B
$4.86M 0.26%
108,557
-13,742
-11% -$609K
COV
67
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$4.74M 0.26%
77,699
-6,023
-7% -$368K
PFE icon
68
Pfizer
PFE
$143B
$4.67M 0.25%
171,312
-1,149
-0.7% -$31.3K
EOG icon
69
EOG Resources
EOG
$77.5B
$4.63M 0.25%
54,714
+2,360
+5% +$183K
NOV icon
70
NOV
NOV
$7.22B
$4.63M 0.25%
65,700
+2,058
+3% +$138K
KMB icon
71
Kimberly-Clark
KMB
$35.6B
$4.6M 0.25%
50,952
-7,619
-13% -$706K
IPG
72
DELISTED
Interpublic Group of Companies
IPG
$4.6M 0.25%
267,854
+9,111
+4% +$147K
CSCO icon
73
Cisco
CSCO
$444B
$4.59M 0.25%
195,816
+29,677
+18% +$737K
SPG icon
74
Simon Property Group
SPG
$73B
$4.48M 0.24%
32,095
-424
-1% -$61.6K
GSK icon
75
GSK
GSK
$102B
$4.44M 0.24%
70,813
-10,161
-13% -$654K
1 2
3
4 5

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.