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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APTV icon
701
Aptiv
APTV
$12B
$536K 0.01%
5,434
-70
-1% -$7.24K
FAX
702
abrdn Asia-Pacific Income Fund
FAX
$590M
$535K 0.01%
36,393
-1,656
-4% -$26.4K
VBTX
703
DELISTED
Veritex Holdings
VBTX
$534K 0.01%
29,748
-4,096
-12% -$79K
TROW icon
704
T. Rowe Price
TROW
$25B
$533K 0.01%
5,079
+100
+2% +$11.3K
CLH icon
705
Clean Harbors
CLH
$16.1B
$531K 0.01%
3,172
-540
-15% -$91K
SPOT icon
706
Spotify
SPOT
$99.2B
$530K 0.01%
3,426
+293
+9% +$44.6K
WELL icon
707
Welltower
WELL
$178B
$529K 0.01%
6,459
-776
-11% -$63.8K
GMAR icon
708
FT Vest US Equity Moderate Buffer ETF March
GMAR
$394M
$529K 0.01%
16,693
– –
EOG icon
709
EOG Resources
EOG
$78B
$526K 0.01%
4,149
-2,360
-36% -$300K
NTR icon
710
Nutrien
NTR
$32.7B
$525K 0.01%
8,501
+1,225
+17% +$77.5K
REGN icon
711
Regeneron Pharmaceuticals
REGN
$68.8B
$524K 0.01%
637
-5
-0.8% -$3.93K
MKC icon
712
McCormick & Company Non-Voting
MKC
$13.4B
$522K 0.01%
6,902
-251
-4% -$21K
WING icon
713
Wingstop
WING
$3.68B
$519K 0.01%
2,888
-40
-1% -$6.91K
GDXJ icon
714
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$518K 0.01%
16,064
+1,165
+8% +$41.3K
AKYA
715
DELISTED
Akoya BioSciences
AKYA
$514K 0.01%
110,627
-13,299
-11% -$76.4K
KRP icon
716
Kimbell Royalty Partners
KRP
$1.47B
$514K 0.01%
32,145
+2,237
+7% +$33.9K
CLX icon
717
Clorox
CLX
$11.6B
$512K 0.01%
3,910
-90
-2% -$13.7K
ONB icon
718
Old National Bancorp
ONB
$10.1B
$508K 0.01%
34,922
-659
-2% -$10.2K
FANG icon
719
Diamondback Energy
FANG
$57.6B
$506K 0.01%
3,270
-280
-8% -$41.3K
CBSH icon
720
Commerce Bancshares
CBSH
$8.5B
$506K 0.01%
12,218
-1,243
-9% -$53.7K
EXC icon
721
Exelon
EXC
$48.6B
$505K 0.01%
13,351
-388
-3% -$15.8K
BSCS icon
722
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.54B
$504K 0.01%
26,028
+6,110
+31% +$120K
SNOW icon
723
Snowflake
SNOW
$92.9B
$502K 0.01%
3,288
-452
-12% -$73.6K
TECH icon
724
Bio-Techne
TECH
$11.2B
$501K 0.01%
7,365
-124
-2% -$9.8K
ACGL icon
725
Arch Capital
ACGL
$36.1B
$500K 0.01%
+6,274
New +$488K
27 28
29
30 31

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MAM
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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.