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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.56B
AUM Growth
+$346M
Cap. Flow
+$70M
Cap. Flow %
1.26%
Top 10 Hldgs %
18.72%
Holding
1,300
New
109
Increased
478
Reduced
478
Closed
72

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$51.3M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$35.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$31.4M
4
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$26.6M
5
KNX icon
Knight Transportation
KNX
+$12.2M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$26.4M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$18.6M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$16.7M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$14.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.6M

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Financials 9.12%
3 Healthcare 7.26%
4 Consumer Discretionary 6.68%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URA icon
701
Global X Uranium ETF
URA
$5.52B
$560K 0.01%
25,822
-75
-0.3% -$1.53K
EXC icon
702
Exelon
EXC
$48.6B
$560K 0.01%
13,739
+479
+4% +$19.8K
NBIX icon
703
Neurocrine Biosciences
NBIX
$17.7B
$559K 0.01%
5,933
+49
+0.8% +$4.79K
TROW icon
704
T. Rowe Price
TROW
$25B
$558K 0.01%
4,979
-663
-12% -$72.6K
IMO icon
705
Imperial Oil
IMO
$62.1B
$555K 0.01%
+10,842
New +$539K
MAA icon
706
Mid-America Apartment Communities
MAA
$15.6B
$554K 0.01%
3,645
– –
NEOG icon
707
Neogen
NEOG
$2.05B
$553K 0.01%
25,418
+3,950
+18% +$71.4K
IYF icon
708
iShares US Financials ETF
IYF
$4.39B
$545K 0.01%
7,304
-543
-7% -$39.2K
ALB icon
709
Albemarle
ALB
$13.5B
$541K 0.01%
2,424
-298
-11% -$60.9K
SPG icon
710
Simon Property Group
SPG
$74.5B
$540K 0.01%
4,679
+321
+7% +$35K
SWK icon
711
Stanley Black & Decker
SWK
$14.2B
$536K 0.01%
5,718
-43
-0.7% -$3.56K
FEI
712
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$535K 0.01%
69,450
– –
OTIS icon
713
Otis Worldwide
OTIS
$27.4B
$533K 0.01%
5,990
+357
+6% +$30.1K
RBA icon
714
RB Global
RBA
$20.8B
$533K 0.01%
8,886
+735
+9% +$41.4K
GDXJ icon
715
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$531K 0.01%
14,899
-201
-1% -$7.81K
GOVT icon
716
iShares US Treasury Bond ETF
GOVT
$43.6B
$531K 0.01%
23,196
– –
GMAR icon
717
FT Vest US Equity Moderate Buffer ETF March
GMAR
$394M
$531K 0.01%
16,693
+5,465
+49% +$169K
DFS
718
DELISTED
Discover Financial Services
DFS
$529K 0.01%
4,531
+30
+0.7% +$3.14K
IYE icon
719
iShares US Energy ETF
IYE
$1.74B
$529K 0.01%
12,350
– –
FIS icon
720
Fidelity National Information Services
FIS
$21.5B
$529K 0.01%
9,663
-159
-2% -$8.75K
CE icon
721
Celanese
CE
$5.09B
$525K 0.01%
4,535
+40
+0.9% +$4.33K
FR icon
722
First Industrial Realty Trust
FR
$8.88B
$521K 0.01%
9,889
– –
FXR icon
723
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$520K 0.01%
8,649
-17
-0.2% -$944
IGV icon
724
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$518K 0.01%
+7,495
New +$471K
RJF icon
725
Raymond James Financial
RJF
$32.5B
$518K 0.01%
4,990
+71
+1% +$6.59K
27 28
29
30 31

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MT
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CMTU
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FMI
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MAM
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Stephens Inc's Q2 2023 Portfolio in Review

As of Q2 2023, Stephens Inc held 1,300 positions worth $5.56B, up 6.6% from $5.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q2 2023 filing shows 109 new, 478 increased, 478 reduced and 72 closed positions. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 1,145,999 shares worth $50.6M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q2 2023 buy was First Trust Smith Opportunistic Fixed Income ETF: 1,145,999 shares worth $50.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q2 2023, an estimated $35.2M increase.
  • Stephens Inc's biggest Q2 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited State Street SPDR S&P Metals & Mining ETF in Q2 2023, selling an estimated $7.22M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.56B portfolio in Q2 2023.
  • Stephens Inc opened 109 new positions and closed 72 in Q2 2023.
  • Stephens Inc's portfolio value rose 6.6% quarter-over-quarter to $5.56B.

Based on Stephens Inc's 13F filing for Q2 2023, filed 14 Aug 2023.