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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDO
701
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$780K 0.01%
29,855
+19,175
+180% +$502K
ALC icon
702
Alcon
ALC
$33.7B
$774K 0.01%
11,031
+915
+9% +$64.8K
KEYS icon
703
Keysight
KEYS
$51.7B
$772K 0.01%
5,386
+274
+5% +$38.9K
VOOV icon
704
Vanguard S&P 500 Value ETF
VOOV
$6.67B
$771K 0.01%
5,640
+300
+6% +$39K
FPE icon
705
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$769K 0.01%
38,160
+8,780
+30% +$177K
NEO icon
706
NeoGenomics
NEO
$1.74B
$768K 0.01%
15,924
+1,000
+7% +$52.1K
LITE icon
707
Lumentum
LITE
$50.3B
$766K 0.01%
8,389
+6,167
+278% +$571K
CPRT icon
708
Copart
CPRT
$28.6B
$765K 0.01%
28,172
+1,956
+7% +$55.1K
CUBE icon
709
CubeSmart
CUBE
$9.68B
$761K 0.01%
20,114
-22,257
-53% -$802K
IYH icon
710
iShares US Healthcare ETF
IYH
$3.46B
$760K 0.01%
15,055
– –
LAZ icon
711
Lazard
LAZ
$4.25B
$758K 0.01%
+17,425
New +$741K
AMH icon
712
American Homes 4 Rent
AMH
$12.2B
$750K 0.01%
22,506
-16,584
-42% -$517K
BLDR icon
713
Builders FirstSource
BLDR
$7.94B
$750K 0.01%
16,182
+10,109
+166% +$430K
BYLD icon
714
iShares Yield Optimized Bond ETF
BYLD
$449M
$750K 0.01%
30,095
– –
CAG icon
715
Conagra Brands
CAG
$7.4B
$750K 0.01%
19,956
+7,165
+56% +$253K
BWX icon
716
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$747K 0.01%
25,639
-1,009
-4% -$30.6K
PFFD icon
717
Global X US Preferred ETF
PFFD
$2.15B
$745K 0.01%
29,219
-21,569
-42% -$547K
RDS.A
718
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$742K 0.01%
18,928
-966
-5% -$38.9K
GRX
719
Gabelli Healthcare & Wellness Trust
GRX
$144M
$739K 0.01%
59,335
-7,412
-11% -$91K
LPRO
720
Open Lending Corp
LPRO
$373M
$739K 0.01%
+20,860
New +$787K
VICI icon
721
VICI Properties
VICI
$29.9B
$739K 0.01%
26,168
-27,589
-51% -$749K
GNRC icon
722
Generac Holdings
GNRC
$11.5B
$735K 0.01%
2,244
+985
+78% +$290K
VCEL icon
723
Vericel Corp
VCEL
$2.38B
$735K 0.01%
+13,224
New +$598K
PENN icon
724
PENN Entertainment
PENN
$2.83B
$728K 0.01%
6,940
-605
-8% -$67K
VMC icon
725
Vulcan Materials
VMC
$37.5B
$728K 0.01%
4,317
-11,465
-73% -$1.86M
27 28
29
30 31

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.