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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+13.54%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.57B
AUM Growth
+$494M
Cap. Flow
-$104M
Cap. Flow %
-1.86%
Top 10 Hldgs %
18.96%
Holding
1,308
New
126
Increased
466
Reduced
535
Closed
89

Top Buys

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$31.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.91M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$8.79M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$27.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$26.2M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$23.5M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$23.5M
5
IAU icon
iShares Gold Trust
IAU
+$18.9M

Sector Composition

Rank Sector Weight
1 Technology 9.87%
2 Financials 8.44%
3 Healthcare 7.25%
4 Consumer Staples 5.44%
5 Communication Services 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SABA
701
Saba Capital Income & Opportunities Fund II
SABA
$220M
$664K 0.01%
60,348
-6,893
-10% -$73.5K
W icon
702
Wayfair
W
$11.1B
$664K 0.01%
2,941
+580
+25% +$154K
PH icon
703
Parker-Hannifin
PH
$125B
$663K 0.01%
2,434
-144
-6% -$35.7K
TEI
704
Templeton Emerging Markets Income Fund
TEI
$310M
$663K 0.01%
85,376
-940
-1% -$7.11K
VOOV icon
705
Vanguard S&P 500 Value ETF
VOOV
$6.58B
$661K 0.01%
5,340
+32
+0.6% +$3.75K
ADI icon
706
Analog Devices
ADI
$181B
$656K 0.01%
4,438
-583
-12% -$77.3K
PENN icon
707
PENN Entertainment
PENN
$2.74B
$652K 0.01%
7,545
+1,160
+18% +$82.8K
SLG icon
708
SL Green Realty
SLG
$3.88B
$652K 0.01%
10,640
-1,354
-11% -$71.6K
NOCT icon
709
Innovator Growth-100 Power Buffer ETF October
NOCT
$226M
$650K 0.01%
+18,000
New +$630K
BSX icon
710
Boston Scientific
BSX
$65.8B
$649K 0.01%
18,053
+5
+0% +$180
BR icon
711
Broadridge
BR
$17.2B
$648K 0.01%
4,232
-160
-4% -$23.2K
GOVT icon
712
iShares US Treasury Bond ETF
GOVT
$43.6B
$644K 0.01%
23,631
+3,424
+17% +$94.5K
RDIV icon
713
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$633K 0.01%
18,725
-450
-2% -$14K
BLFS icon
714
BioLife Solutions
BLFS
$1.46B
$623K 0.01%
15,607
-2,771
-15% -$94.5K
CPZ
715
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$253M
$623K 0.01%
35,750
+7,350
+26% +$119K
HYLS icon
716
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$623K 0.01%
12,785
-497
-4% -$23.9K
FBT icon
717
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$622K 0.01%
3,705
-71
-2% -$11.5K
B
718
Barrick Mining
B
$62.2B
$622K 0.01%
27,284
+1,316
+5% +$33.3K
RAMP icon
719
LiveRamp
RAMP
$2.29B
$615K 0.01%
8,406
+4,120
+96% +$263K
MBB icon
720
iShares MBS ETF
MBB
$39B
$613K 0.01%
5,562
+1,659
+43% +$183K
STIP icon
721
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$613K 0.01%
5,871
-4,105
-41% -$426K
SLB icon
722
SLB Ltd
SLB
$77.8B
$605K 0.01%
27,715
-6,530
-19% -$123K
NTR icon
723
Nutrien
NTR
$32.7B
$604K 0.01%
12,541
-6,429
-34% -$284K
SIVB
724
DELISTED
SVB Financial Group
SIVB
$601K 0.01%
1,549
+368
+31% +$119K
DOCU
725
DocuSign
DOCU
$9.63B
$595K 0.01%
2,676
+119
+5% +$26.7K
27 28
29
30 31

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Stephens Inc's Q4 2020 Portfolio in Review

As of Q4 2020, Stephens Inc held 1,308 positions worth $5.57B, up 9.7% from $5.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2020 filing shows 126 new, 466 increased, 535 reduced and 89 closed positions. Its largest new stake was iShares Micro-Cap ETF: 298,362 shares worth $35.4M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2020 buy was iShares Micro-Cap ETF: 298,362 shares worth $35.4M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q4 2020, an estimated $18.1M increase.
  • Stephens Inc's biggest Q4 2020 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $27.7M.
  • Stephens Inc fully exited GCI Liberty, Inc. Class A Common Stock (DE) in Q4 2020, selling an estimated $5.55M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.57B portfolio in Q4 2020.
  • Stephens Inc opened 126 new positions and closed 89 in Q4 2020.
  • Stephens Inc's portfolio value rose 9.7% quarter-over-quarter to $5.57B.

Based on Stephens Inc's 13F filing for Q4 2020, filed 10 Feb 2021.