We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.08B
AUM Growth
+$428M
Cap. Flow
+$152M
Cap. Flow %
2.99%
Top 10 Hldgs %
20.88%
Holding
1,246
New
100
Increased
483
Reduced
514
Closed
64

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$49.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$47M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$17.3M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.85M
5
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.43M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$8.16M
2
TROW icon
T. Rowe Price
TROW
+$6.09M
3
DMRL
DeltaShares S&P 500 Managed Risk ETF
DMRL
+$5.84M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$5.78M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 7.92%
3 Healthcare 7.01%
4 Consumer Staples 5.65%
5 Communication Services 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHP icon
701
Schwab US TIPS ETF
SCHP
$16.4B
$558K 0.01%
18,100
– –
DCUE
702
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$556K 0.01%
5,461
+2,711
+99% +$275K
POR icon
703
Portland General Electric
POR
$5.92B
$553K 0.01%
+15,580
New +$623K
JNK icon
704
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$552K 0.01%
5,290
+56
+1% +$5.85K
ABB
705
DELISTED
ABB Ltd
ABB
$552K 0.01%
21,707
-16,438
-43% -$420K
DTP
706
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$552K 0.01%
+12,230
New +$551K
DOCU
707
DocuSign
DOCU
$10.7B
$550K 0.01%
2,557
-2,048
-44% -$425K
MKTX icon
708
MarketAxess Holdings
MKTX
$4.34B
$549K 0.01%
1,139
+84
+8% +$41.5K
VG
709
DELISTED
Vonage Holdings Corporation
VG
$546K 0.01%
53,415
-9,500
-15% -$105K
CTVA icon
710
Corteva
CTVA
$59.5B
$543K 0.01%
18,841
-1,872
-9% -$52.7K
CHY
711
Calamos Convertible and High Income Fund
CHY
$1B
$540K 0.01%
46,193
-185
-0.4% -$2.2K
NXST icon
712
Nexstar Media Group
NXST
$5.92B
$540K 0.01%
6,005
-787
-12% -$71.1K
SLG icon
713
SL Green Realty
SLG
$3.77B
$538K 0.01%
11,994
-127
-1% -$5.89K
NBIX icon
714
Neurocrine Biosciences
NBIX
$18.4B
$537K 0.01%
5,583
+271
+5% +$31.3K
AEPPZ
715
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$534K 0.01%
+10,890
New +$531K
SLB icon
716
SLB Ltd
SLB
$74.2B
$533K 0.01%
34,245
+3,646
+12% +$67.8K
BLFS icon
717
BioLife Solutions
BLFS
$1.56B
$532K 0.01%
18,378
+2,032
+12% +$43.9K
LAMR icon
718
Lamar Advertising Co
LAMR
$16.5B
$532K 0.01%
8,041
+452
+6% +$30K
XEC
719
DELISTED
CIMAREX ENERGY CO
XEC
$532K 0.01%
21,873
-13,119
-37% -$345K
O icon
720
Realty Income
O
$61.3B
$528K 0.01%
8,977
+499
+6% +$29.5K
HUM icon
721
Humana
HUM
$46.7B
$524K 0.01%
1,267
-10
-0.8% -$4.02K
WEC icon
722
WEC Energy
WEC
$37B
$524K 0.01%
5,405
+1,035
+24% +$96.4K
PH icon
723
Parker-Hannifin
PH
$125B
$522K 0.01%
2,578
-28
-1% -$5.51K
ILMN icon
724
Illumina
ILMN
$29.2B
$519K 0.01%
1,726
+100
+6% +$34.5K
RDIV icon
725
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$515K 0.01%
+19,175
New +$541K
27 28
29
30 31

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q3 2020 Portfolio in Review

As of Q3 2020, Stephens Inc held 1,246 positions worth $5.08B, up 9.2% from $4.65B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q3 2020 filing shows 100 new, 483 increased, 514 reduced and 64 closed positions. Its largest new stake was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M. The largest sale was Pacer Trendpilot US Large Cap ETF, an estimated $8.16M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2020, an estimated $49.1M increase.
  • Stephens Inc's biggest Q3 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $8.16M.
  • Stephens Inc fully exited DeltaShares S&P 500 Managed Risk ETF in Q3 2020, selling an estimated $5.84M.
  • Stephens Inc's ten largest holdings make up 21% of its $5.08B portfolio in Q3 2020.
  • Stephens Inc opened 100 new positions and closed 64 in Q3 2020.
  • Stephens Inc's portfolio value rose 9.2% quarter-over-quarter to $5.08B.

Based on Stephens Inc's 13F filing for Q3 2020, filed 13 Nov 2020.