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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.67B
AUM Growth
-$95.4M
Cap. Flow
-$228M
Cap. Flow %
-8.55%
Top 10 Hldgs %
20.8%
Holding
737
New
34
Increased
285
Reduced
349
Closed
50

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$15.3M
2
JCI icon
Johnson Controls International
JCI
+$4.35M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$3.56M
4
UPS icon
United Parcel Service
UPS
+$3.41M
5
LUMN icon
Lumen
LUMN
+$3.41M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$64.3M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$50.4M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$37.4M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$37.4M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 9.7%
2 Consumer Staples 7.76%
3 Technology 7.32%
4 Healthcare 7%
5 Industrials 6.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTV icon
701
Fortive
FTV
$19.2B
– –
-8,000
Closed -$357K
FXO icon
702
First Trust Financials AlphaDEX Fund
FXO
$1.13B
– –
-14,919
Closed -$443K
FXU icon
703
First Trust Utilities AlphaDEX Fund
FXU
$835M
– –
-10,505
Closed -$284K
HVT icon
704
Haverty Furniture Companies
HVT
$406M
– –
-8,500
Closed -$222K
ITT icon
705
ITT
ITT
$17.7B
– –
-5,522
Closed -$244K
OPLN
706
Openlane
OPLN
$4.25B
– –
-11,110
Closed -$201K
KDP icon
707
Keurig Dr Pepper
KDP
$41B
– –
-3,454
Closed -$306K
KIE icon
708
State Street SPDR S&P Insurance ETF
KIE
$654M
– –
-64,281
Closed -$1.93M
KRO icon
709
KRONOS Worldwide
KRO
$705M
– –
-21,657
Closed -$494K
MFC icon
710
Manulife Financial
MFC
$73.2B
– –
-11,904
Closed -$242K
MMLP icon
711
Martin Midstream Partners
MMLP
$98.6M
– –
-25,797
Closed -$401K
NDAQ icon
712
Nasdaq
NDAQ
$52.5B
– –
-18,333
Closed -$474K
NWL icon
713
Newell Brands
NWL
$2.2B
– –
-6,267
Closed -$267K
OGE icon
714
OGE Energy
OGE
$10.2B
– –
-7,503
Closed -$270K
PCG icon
715
PG&E
PCG
$47.2B
– –
-3,794
Closed -$258K
PTH icon
716
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$222M
– –
-10,101
Closed -$228K
REM icon
717
iShares Mortgage Real Estate ETF
REM
$543M
– –
-5,082
Closed -$238K
RES icon
718
RPC Inc
RES
$1.21B
– –
-90
Closed -$2K
RSPF icon
719
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
– –
-7,793
Closed -$322K
RSPH icon
720
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$751M
– –
-75,420
Closed -$1.32M
SDY icon
721
State Street SPDR S&P Dividend ETF
SDY
$22B
– –
-2,315
Closed -$211K
TGNA
722
DELISTED
TEGNA Inc
TGNA
– –
-18,454
Closed -$246K
TPR icon
723
Tapestry
TPR
$29.8B
– –
-32,307
Closed -$1.3M
UGI icon
724
UGI
UGI
$7.91B
– –
-4,933
Closed -$231K
VMC icon
725
Vulcan Materials
VMC
$36.9B
– –
-2,387
Closed -$285K
26 27 28
29
30

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MAM
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Stephens Inc's Q4 2017 Portfolio in Review

As of Q4 2017, Stephens Inc held 737 positions worth $2.67B, down 3.4% from $2.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc withdrew a net $228M in Q4 2017, closing 50 positions and reducing 349 holdings. Its most notable exit was State Street SPDR S&P Insurance ETF, an estimated $1.93M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Technology.

Against the trend, Stephens Inc opened a new position in iShares US Basic Materials ETF worth $2.33M.

  • Stephens Inc's largest Q4 2017 buy was iShares US Basic Materials ETF: 22,852 shares worth $2.33M.
  • Stephens Inc added most to iShares Select Dividend ETF in Q4 2017, an estimated $15.3M increase.
  • Stephens Inc's biggest Q4 2017 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $64.3M.
  • Stephens Inc fully exited State Street SPDR S&P Insurance ETF in Q4 2017, selling an estimated $1.93M.
  • Stephens Inc's ten largest holdings make up 21% of its $2.67B portfolio in Q4 2017.
  • Stephens Inc opened 34 new positions and closed 50 in Q4 2017.
  • Stephens Inc's portfolio value fell 3.4% quarter-over-quarter to $2.67B.

Based on Stephens Inc's 13F filing for Q4 2017, filed 5 Feb 2018.