We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.28B
AUM Growth
+$42.1M
Cap. Flow
-$10.1M
Cap. Flow %
-0.44%
Top 10 Hldgs %
26.52%
Holding
810
New
42
Increased
333
Reduced
333
Closed
37

Top Buys

Rank Stock Value
1
HOMB icon
Home BancShares
HOMB
+$7.89M
2
ABBV icon
AbbVie
ABBV
+$3.33M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.22M
4
SNY icon
Sanofi
SNY
+$3.01M
5
AAPL icon
Apple
AAPL
+$2.97M

Top Sells

Rank Stock Value
1
IHS
IHS INC CL-A COM STK
IHS
+$5.57M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.13M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.69M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$4.33M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$4.24M

Sector Composition

Rank Sector Weight
1 Healthcare 9.16%
2 Financials 7.79%
3 Consumer Staples 7.45%
4 Technology 6.2%
5 Energy 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROK icon
701
Rockwell Automation
ROK
$51.4B
$200K 0.01%
+1,637
New +$191K
NGD
702
DELISTED
New Gold Inc
NGD
$191K 0.01%
44,020
– –
PBPB
703
DELISTED
Potbelly
PBPB
$188K 0.01%
15,100
+2,200
+17% +$28.5K
ISRG icon
704
Intuitive Surgical
ISRG
$121B
$185K 0.01%
2,295
+999
+77% +$76.5K
KN icon
705
Knowles
KN
$3.22B
$183K 0.01%
13,002
-747
-5% -$10.6K
BFAM icon
706
Bright Horizons
BFAM
$3.99B
$182K 0.01%
2,716
+8
+0.3% +$539
CVA
707
DELISTED
Covanta Holding Corporation
CVA
$178K 0.01%
11,541
+444
+4% +$6.91K
AUY
708
DELISTED
Yamana Gold, Inc.
AUY
$176K 0.01%
40,868
+4,668
+13% +$24K
HDGE icon
709
AdvisorShares Ranger Equity Bear ETF
HDGE
$63.2M
$173K 0.01%
1,800
– –
AA icon
710
Alcoa
AA
$11.7B
$169K 0.01%
6,956
+83
+1% +$2.02K
EMO
711
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$169K 0.01%
2,536
+503
+25% +$32.8K
AAN.A
712
DELISTED
The Aaron's Company Inc Class A
AAN.A
$163K 0.01%
6,421
-39,024
-86% -$991K
STAA icon
713
STAAR Surgical
STAA
$1.16B
$159K 0.01%
16,873
-1,350
-7% -$10.8K
DBE icon
714
Invesco DB Energy Fund
DBE
$93.4M
$154K 0.01%
12,460
– –
GCI
715
DELISTED
Gannett Co., Inc
GCI
$148K 0.01%
12,730
– –
CGNX icon
716
Cognex
CGNX
$10.3B
$137K 0.01%
5,178
-500
-9% -$12K
CHRD icon
717
Chord Energy
CHRD
$7.79B
$134K 0.01%
11,700
+1,700
+17% +$15.5K
HALO icon
718
Halozyme
HALO
$9.72B
$133K 0.01%
11,000
– –
NVDA icon
719
NVIDIA
NVDA
$5.01T
$132K 0.01%
77,040
+7,160
+10% +$10.6K
PNNT
720
Pennant Park Investment Corp
PNNT
$215M
$131K 0.01%
17,448
+773
+5% +$5.82K
REM icon
721
iShares Mortgage Real Estate ETF
REM
$542M
$125K 0.01%
2,984
-3,160
-51% -$134K
ERIC icon
722
Ericsson
ERIC
$30.7B
$104K ﹤0.01%
+14,375
New +$104K
UNL icon
723
United States 12 Month Natural Gas Fund
UNL
$13.8M
$103K ﹤0.01%
10,157
-6,240
-38% -$63.8K
OXSQ icon
724
Oxford Square Capital
OXSQ
$151M
$102K ﹤0.01%
17,560
-10,138
-37% -$59.5K
MDSO
725
DELISTED
Medidata Solutions, Inc.
MDSO
$93K ﹤0.01%
1,672
– –
27 28
29
30 31

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q3 2016 Portfolio in Review

As of Q3 2016, Stephens Inc held 810 positions worth $2.28B, up 1.9% from $2.24B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Stephens Inc's Q3 2016 filing shows 42 new, 333 increased, 333 reduced and 37 closed positions. Its largest new stake was iShares US Transportation ETF: 71,556 shares worth $2.6M. The largest sale was IHS INC CL-A COM STK, an estimated $5.57M.

By sector, the portfolio is most concentrated in Healthcare at 9.2% of assets, down from 9.2% a quarter earlier, followed by Financials and Consumer Staples.

  • Stephens Inc's largest Q3 2016 buy was iShares US Transportation ETF: 71,556 shares worth $2.6M.
  • Stephens Inc added most to Home BancShares in Q3 2016, an estimated $7.89M increase.
  • Stephens Inc's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $5.13M.
  • Stephens Inc fully exited IHS INC CL-A COM STK in Q3 2016, selling an estimated $5.57M.
  • Stephens Inc's ten largest holdings make up 27% of its $2.28B portfolio in Q3 2016.
  • Stephens Inc opened 42 new positions and closed 37 in Q3 2016.
  • Stephens Inc's portfolio value rose 1.9% quarter-over-quarter to $2.28B.

Based on Stephens Inc's 13F filing for Q3 2016, filed 10 Nov 2016.