We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEP icon
701
Icahn Enterprises
IEP
$5.21B
$205K 0.01%
2,000
– –
BHI
702
DELISTED
Baker Hughes
BHI
$205K 0.01%
+3,151
New +$186K
GEN icon
703
Gen Digital
GEN
$16.7B
$204K 0.01%
+10,211
New +$218K
MTRN icon
704
Materion
MTRN
$4.02B
$204K 0.01%
+6,020
New +$179K
CHK.PRD
705
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$204K 0.01%
2,225
-600
-21% -$54.9K
DOV icon
706
Dover
DOV
$26.7B
$203K 0.01%
3,081
-543
-15% -$33.8K
AME icon
707
Ametek
AME
$53.9B
$202K 0.01%
+3,916
New +$203K
SONY icon
708
Sony
SONY
$137B
$202K 0.01%
52,750
– –
WLL
709
DELISTED
Whiting Petroleum Corporation
WLL
$202K 0.01%
10
– –
ACHC icon
710
Acadia Healthcare
ACHC
$2.55B
$200K 0.01%
4,440
+100
+2% +$4.93K
FTI icon
711
TechnipFMC
FTI
$28.8B
$197K 0.01%
5,072
-690
-12% -$26.1K
RITM icon
712
Rithm Capital
RITM
$5.55B
$197K 0.01%
15,254
+3,067
+25% +$39.6K
PII icon
713
Polaris
PII
$3.78B
$195K 0.01%
1,398
+23
+2% +$3.1K
PLTM
714
DELISTED
FIRST TRUST ISE GLOBAL PLATINUM INDEX FD
PLTM
$191K 0.01%
15,300
+5,300
+53% +$65.5K
ING icon
715
ING
ING
$93.3B
$187K 0.01%
13,138
-5,282
-29% -$74.3K
TEF
716
DELISTED
Telefonica
TEF
$180K 0.01%
15,576
+546
+4% +$6.28K
ERIC icon
717
Ericsson
ERIC
$32.5B
$171K 0.01%
12,810
– –
EEFT icon
718
Euronet Worldwide
EEFT
$3.16B
$168K 0.01%
+4,041
New +$168K
UAA icon
719
Under Armour
UAA
$2.96B
$167K 0.01%
5,885
+141
+2% +$3.66K
WOOF
720
DELISTED
VCA Inc.
WOOF
$166K 0.01%
5,160
-30
-0.6% -$968
QLIK
721
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$157K 0.01%
5,918
-72
-1% -$2.01K
SNOW
722
DELISTED
Intrawest Resorts Holdings, Inc.
SNOW
$156K 0.01%
+11,950
New +$159K
PANW icon
723
Palo Alto Networks
PANW
$258B
$135K 0.01%
11,808
+11,598
+5,523% +$132K
DS
724
DELISTED
Drive Shack Inc.
DS
$134K 0.01%
26,491
+595
+2% +$3.05K
QGENF
725
DELISTED
QIAGEN NV
QGENF
$132K 0.01%
6,252
-38
-0.6% -$802
27 28
29
30 31

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.