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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.02B
AUM Growth
+$160M
Cap. Flow
+$40.9M
Cap. Flow %
2.03%
Top 10 Hldgs %
32.21%
Holding
922
New
101
Increased
377
Reduced
348
Closed
49

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$7.97M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.82M
3
CRM icon
Salesforce
CRM
+$4.78M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.16M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.38M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$15M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.96M
3
O icon
Realty Income
O
+$2.79M
4
DELL
DELL INC
DELL
+$2.66M
5
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.59M

Sector Composition

Rank Sector Weight
1 Industrials 6.71%
2 Energy 6.58%
3 Healthcare 5.77%
4 Financials 5.56%
5 Technology 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWBC icon
701
East-West Bancorp
EWBC
$18B
$257K 0.01%
7,360
-1,461
-17% -$49.6K
KMR
702
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$257K 0.01%
3,635
+619
+21% +$43.2K
CSX icon
703
CSX Corp
CSX
$98.2B
$256K 0.01%
26,745
-14,880
-36% -$133K
CMG icon
704
Chipotle Mexican Grill
CMG
$41.1B
$253K 0.01%
23,750
+3,250
+16% +$33.1K
CVY icon
705
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$252K 0.01%
10,160
-750
-7% -$18.4K
MSM icon
706
MSC Industrial Direct
MSM
$7.07B
$250K 0.01%
3,086
-30
-1% -$2.38K
OXSQ icon
707
Oxford Square Capital
OXSQ
$151M
$250K 0.01%
24,196
+2,900
+14% +$29.7K
URS
708
DELISTED
URS CORP
URS
$250K 0.01%
4,710
-75
-2% -$3.95K
FEP icon
709
First Trust Europe AlphaDEX Fund
FEP
$514M
$249K 0.01%
7,440
-282
-4% -$9.01K
TRN icon
710
Trinity Industries
TRN
$2.96B
$246K 0.01%
12,537
-4,034
-24% -$73.2K
NUVA
711
DELISTED
NuVasive, Inc.
NUVA
$245K 0.01%
7,566
-25
-0.3% -$751
MCK icon
712
McKesson
MCK
$97.9B
$244K 0.01%
+1,510
New +$232K
MS icon
713
Morgan Stanley
MS
$338B
$244K 0.01%
7,789
-374
-5% -$11.1K
IFLN
714
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$243K 0.01%
12,672
-550
-4% -$10.5K
BHP icon
715
BHP
BHP
$213B
$239K 0.01%
4,146
+195
+5% +$11.3K
FRM
716
DELISTED
FURMANITE CORPORATION COM
FRM
$239K 0.01%
22,479
+320
+1% +$3.39K
VRSK icon
717
Verisk Analytics
VRSK
$26B
$238K 0.01%
3,625
-120
-3% -$7.88K
LHX icon
718
L3Harris
LHX
$55.8B
$237K 0.01%
3,396
-145
-4% -$9.19K
RY icon
719
Royal Bank of Canada
RY
$292B
$237K 0.01%
3,525
-18
-0.5% -$1.19K
CDNS icon
720
Cadence Design Systems
CDNS
$91.6B
$235K 0.01%
16,745
+16,490
+6,467% +$221K
DOV icon
721
Dover
DOV
$27.2B
$234K 0.01%
3,624
+45
+1% +$2.75K
PMT
722
PennyMac Mortgage Investment
PMT
$848M
$234K 0.01%
10,176
+766
+8% +$17.3K
SSYS icon
723
Stratasys
SSYS
$704M
$234K 0.01%
1,738
+1,496
+618% +$173K
CS
724
DELISTED
Credit Suisse Group
CS
$234K 0.01%
7,553
-14
-0.2% -$425
BGG
725
DELISTED
Briggs & Stratton Corp.
BGG
$234K 0.01%
10,750
+45
+0.4% +$892
27 28
29
30 31

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Stephens Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Stephens Inc held 922 positions worth $2.02B, up 8.6% from $1.86B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q4 2013 filing shows 101 new, 377 increased, 348 reduced and 49 closed positions. Its largest new stake was Del Frisco's Restaurant Group, Inc. Common Stock: 142,383 shares worth $3.36M. The largest sale was iShares Russell 1000 Value ETF, an estimated $15M.

By sector, the portfolio is most concentrated in Industrials at 6.7% of assets, up from 6.2% a quarter earlier, followed by Energy and Healthcare.

  • Stephens Inc's largest Q4 2013 buy was Del Frisco's Restaurant Group, Inc. Common Stock: 142,383 shares worth $3.36M.
  • Stephens Inc added most to iShares Russell Mid-Cap Value ETF in Q4 2013, an estimated $7.97M increase.
  • Stephens Inc's biggest Q4 2013 reduction was iShares Russell 1000 Value ETF, cutting an estimated $15M.
  • Stephens Inc fully exited Realty Income in Q4 2013, selling an estimated $2.79M.
  • Stephens Inc's ten largest holdings make up 32% of its $2.02B portfolio in Q4 2013.
  • Stephens Inc opened 101 new positions and closed 49 in Q4 2013.
  • Stephens Inc's portfolio value rose 8.6% quarter-over-quarter to $2.02B.

Based on Stephens Inc's 13F filing for Q4 2013, filed 14 Feb 2014.