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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNC icon
701
Centene
CNC
$31.5B
$212K 0.01%
+13,260
New +$191K
CFR icon
702
Cullen/Frost Bankers
CFR
$10.1B
$210K 0.01%
2,973
-178
-6% -$12.7K
LHX icon
703
L3Harris
LHX
$55.8B
$210K 0.01%
+3,541
New +$197K
LYG icon
704
Lloyds Banking Group
LYG
$87B
$210K 0.01%
43,752
– –
LUV icon
705
Southwest Airlines
LUV
$21.9B
$209K 0.01%
14,362
+175
+1% +$2.38K
AAN.A
706
DELISTED
The Aaron's Company Inc Class A
AAN.A
$209K 0.01%
7,550
+4,620
+158% +$128K
TDW icon
707
Tidewater
TDW
$3.85B
$208K 0.01%
+109
New +$203K
BSJF
708
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$208K 0.01%
7,800
– –
KMR
709
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$208K 0.01%
3,016
+50
+2% +$3.66K
BG icon
710
Bunge Global
BG
$23.7B
$207K 0.01%
+2,725
New +$206K
OXSQ icon
711
Oxford Square Capital
OXSQ
$151M
$207K 0.01%
21,296
+318
+2% +$3.12K
TEF
712
DELISTED
Telefonica
TEF
$206K 0.01%
18,135
-7,283
-29% -$75.3K
WPZ
713
DELISTED
Williams Partners L.P.
WPZ
$206K 0.01%
+4,517
New +$200K
ESV
714
DELISTED
Ensco Rowan plc
ESV
$206K 0.01%
958
-69
-7% -$15.8K
AGCO icon
715
AGCO
AGCO
$8.49B
$205K 0.01%
+3,385
New +$192K
TEL icon
716
TE Connectivity
TEL
$58B
$205K 0.01%
+3,967
New +$199K
BIV icon
717
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$204K 0.01%
+2,449
New +$203K
E icon
718
ENI
E
$75.4B
$203K 0.01%
+4,415
New +$198K
FEMS icon
719
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$248M
$202K 0.01%
5,851
-770
-12% -$25.9K
WSM icon
720
Williams-Sonoma
WSM
$25.7B
$202K 0.01%
7,182
-268
-4% -$7.76K
CCEP icon
721
Coca-Cola Europacific Partners
CCEP
$45.8B
$201K 0.01%
+5,000
New +$190K
IHE icon
722
iShares US Pharmaceuticals ETF
IHE
$1.46B
$201K 0.01%
+5,670
New +$200K
LLL
723
DELISTED
L3 Technologies, Inc.
LLL
$201K 0.01%
+2,131
New +$196K
EWM icon
724
iShares MSCI Malaysia ETF
EWM
$307M
$198K 0.01%
3,286
-467
-12% -$28.4K
TECH icon
725
Bio-Techne
TECH
$11.2B
$198K 0.01%
9,888
-60
-0.6% -$1.14K
27 28
29
30 31

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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.