We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXF icon
676
Vanguard Extended Market ETF
VXF
$30.3B
$579K 0.01%
4,041
+62
+2% +$9.3K
FIDU icon
677
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$577K 0.01%
+10,655
New +$606K
TRP icon
678
TC Energy
TRP
$73.5B
$575K 0.01%
16,714
-7,370
-31% -$271K
LDUR icon
679
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.36B
$574K 0.01%
6,125
– –
NDMO icon
680
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$608M
$570K 0.01%
58,130
-10,000
-15% -$104K
VOD icon
681
Vodafone
VOD
$34.9B
$568K 0.01%
59,899
+395
+0.7% +$3.74K
TKR icon
682
Timken Company
TKR
$9.82B
$565K 0.01%
+7,684
New +$624K
RSPM icon
683
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$185M
$564K 0.01%
+18,194
New +$589K
NICE icon
684
Nice
NICE
$5.29B
$564K 0.01%
3,318
+1,405
+73% +$280K
ZBRA icon
685
Zebra Technologies
ZBRA
$12.4B
$562K 0.01%
2,374
-220
-8% -$59.7K
AMP icon
686
Ameriprise Financial
AMP
$46.8B
$561K 0.01%
1,701
+170
+11% +$58K
AIF
687
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$560K 0.01%
41,900
+1,117
+3% +$14.6K
DLTR icon
688
Dollar Tree
DLTR
$23.1B
$557K 0.01%
5,230
+77
+1% +$10.3K
AGCO icon
689
AGCO
AGCO
$8.78B
$556K 0.01%
+4,699
New +$597K
SBRA icon
690
Sabra Healthcare REIT
SBRA
$5.64B
$553K 0.01%
39,658
– –
ON icon
691
ON Semiconductor
ON
$33.8B
$552K 0.01%
5,942
-449
-7% -$43.6K
WBA
692
DELISTED
Walgreens Boots Alliance
WBA
$551K 0.01%
24,771
-19,371
-44% -$515K
FEI
693
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$549K 0.01%
69,450
– –
KEX icon
694
Kirby Corp
KEX
$7.95B
$549K 0.01%
6,625
-50
-0.7% -$4.04K
ZVIA icon
695
Zevia
ZVIA
$108M
$548K 0.01%
247,014
-25,223
-9% -$74.1K
IYF icon
696
iShares US Financials ETF
IYF
$4.39B
$545K 0.01%
7,292
-12
-0.2% -$925
PVH icon
697
PVH
PVH
$3.71B
$543K 0.01%
7,102
-26,178
-79% -$2.17M
SLB icon
698
SLB Ltd
SLB
$77.8B
$543K 0.01%
9,314
-533
-5% -$30.9K
CE icon
699
Celanese
CE
$5.09B
$539K 0.01%
4,297
-238
-5% -$29.3K
ANSS
700
DELISTED
Ansys
ANSS
$537K 0.01%
1,804
-169
-9% -$53.5K
26 27
28
29 30

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.