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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCQ icon
676
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.67B
$542K 0.01%
29,103
-400,184
-93% -$7.72M
ESS icon
677
Essex Property Trust
ESS
$18.9B
$541K 0.01%
2,235
-233
-9% -$63K
INGR icon
678
Ingredion
INGR
$6.38B
$541K 0.01%
6,724
-208
-3% -$18.3K
NEE.PRP
679
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$541K 0.01%
10,866
-12,100
-53% -$632K
YUMC icon
680
Yum China
YUMC
$14.9B
$540K 0.01%
11,401
– –
BSMM
681
DELISTED
Invesco BulletShares 2022 Municipal Bond ETF
BSMM
$539K 0.01%
21,325
– –
AAP icon
682
Advance Auto Parts
AAP
$3.37B
$537K 0.01%
3,433
-353
-9% -$64.5K
NXTG icon
683
First Trust Indxx NextG ETF
NXTG
$537M
$536K 0.01%
9,625
+13
+0.1% +$833
CACG
684
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$536K 0.01%
15,552
– –
BTZ icon
685
BlackRock Credit Allocation Income Trust
BTZ
$927M
$535K 0.01%
56,067
+12
+0% +$132
HUBS icon
686
HubSpot
HUBS
$10.5B
$535K 0.01%
1,980
-393
-17% -$125K
CPZ
687
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$253M
$533K 0.01%
35,630
+1,715
+5% +$29.3K
DSGX icon
688
Descartes Systems
DSGX
$5.84B
$533K 0.01%
8,386
+1,057
+14% +$71.7K
VICI icon
689
VICI Properties
VICI
$29.4B
$532K 0.01%
17,810
-5,744
-24% -$190K
GOVT icon
690
iShares US Treasury Bond ETF
GOVT
$43.6B
$528K 0.01%
23,196
– –
MINT icon
691
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$528K 0.01%
5,339
-329
-6% -$32.6K
MANH icon
692
Manhattan Associates
MANH
$8.97B
$523K 0.01%
3,935
-85
-2% -$11.5K
OXY icon
693
Occidental Petroleum
OXY
$57B
$523K 0.01%
8,510
+2,785
+49% +$178K
CFG icon
694
Citizens Financial Group
CFG
$30.4B
$519K 0.01%
15,115
+656
+5% +$24.3K
URA icon
695
Global X Uranium ETF
URA
$5.52B
$517K 0.01%
26,060
+745
+3% +$15.6K
GGZ
696
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$121M
$515K 0.01%
54,079
+9,710
+22% +$110K
SABA
697
Saba Capital Income & Opportunities Fund II
SABA
$220M
$515K 0.01%
63,264
-110
-0.2% -$996
LTHM
698
DELISTED
Livent Corporation
LTHM
$513K 0.01%
+16,743
New +$469K
EQT icon
699
EQT Corp
EQT
$33.2B
$512K 0.01%
12,554
-799
-6% -$34.6K
EFV icon
700
iShares MSCI EAFE Value ETF
EFV
$27.6B
$508K 0.01%
13,181
-499
-4% -$21.3K
26 27
28
29 30

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.