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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$6.46B
AUM Growth
-$213M
Cap. Flow
-$156M
Cap. Flow %
-2.42%
Top 10 Hldgs %
19.38%
Holding
1,429
New
88
Increased
521
Reduced
594
Closed
76

Top Buys

Rank Stock Value
1
ABNB icon
Airbnb
ABNB
+$8.76M
2
KRUS icon
Kura Sushi USA
KRUS
+$7.62M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.23M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.54M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.42M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$14.7M
2
XOM icon
ExxonMobil
XOM
+$8.43M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.15M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.94M
5
SWAN icon
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
+$7.33M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.97%
2 Technology 10.14%
3 Financials 9.41%
4 Healthcare 7.37%
5 Consumer Discretionary 5.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXH icon
676
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$916K 0.01%
7,691
-291
-4% -$35.6K
ARE icon
677
Alexandria Real Estate Equities
ARE
$8.53B
$913K 0.01%
4,776
-301
-6% -$59.9K
AOS icon
678
A.O. Smith
AOS
$7.71B
$912K 0.01%
14,936
+536
+4% +$37.4K
KEYS icon
679
Keysight
KEYS
$55.4B
$908K 0.01%
5,529
-27
-0.5% -$4.53K
DCI icon
680
Donaldson
DCI
$10.2B
$907K 0.01%
15,795
+10,511
+199% +$678K
PCEF icon
681
Invesco CEF Income Composite ETF
PCEF
$795M
$907K 0.01%
37,858
+11,430
+43% +$279K
BTZ icon
682
BlackRock Credit Allocation Income Trust
BTZ
$910M
$906K 0.01%
59,777
+6
+0% +$93
FXD icon
683
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$252M
$906K 0.01%
15,329
– –
BIZD icon
684
VanEck BDC Income ETF
BIZD
$1.64B
$900K 0.01%
52,473
-4,437
-8% -$75.9K
PFFD icon
685
Global X US Preferred ETF
PFFD
$2.11B
$899K 0.01%
34,899
+5,329
+18% +$139K
CME icon
686
CME Group
CME
$98.5B
$895K 0.01%
4,626
-753
-14% -$153K
BSMN
687
DELISTED
Invesco BulletShares 2023 Municipal Bond ETF
BSMN
$891K 0.01%
34,750
+3,000
+9% +$77K
FNX icon
688
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.35B
$888K 0.01%
9,091
-496
-5% -$49.4K
MSB
689
Mesabi Trust
MSB
$295M
$888K 0.01%
29,905
+18,223
+156% +$609K
ALC icon
690
Alcon
ALC
$32.2B
$887K 0.01%
11,024
-1,104
-9% -$85K
DLB icon
691
Dolby
DLB
$5.87B
$887K 0.01%
10,082
-2,129
-17% -$206K
POR icon
692
Portland General Electric
POR
$5.71B
$887K 0.01%
18,872
+195
+1% +$9.6K
OGE icon
693
OGE Energy
OGE
$9.62B
$884K 0.01%
26,828
-3,789
-12% -$131K
MKC icon
694
McCormick & Company Non-Voting
MKC
$13.7B
$867K 0.01%
10,702
+688
+7% +$59.1K
ANSS
695
DELISTED
Ansys
ANSS
$866K 0.01%
2,544
+31
+1% +$11.2K
VAW icon
696
Vanguard Materials ETF
VAW
$2.95B
$864K 0.01%
4,988
-133
-3% -$24.2K
SONY icon
697
Sony
SONY
$137B
$858K 0.01%
38,800
+405
+1% +$8.48K
SHOP icon
698
Shopify
SHOP
$163B
$855K 0.01%
6,310
-90
-1% -$13.5K
TAP icon
699
Molson Coors Class B
TAP
$7.17B
$851K 0.01%
18,353
-3,075
-14% -$150K
GPN icon
700
Global Payments
GPN
$23.4B
$842K 0.01%
5,346
-971
-15% -$169K
26 27
28
29 30

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Stephens Inc's Q3 2021 Portfolio in Review

As of Q3 2021, Stephens Inc held 1,429 positions worth $6.46B, down 3.2% from $6.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2021 filing shows 88 new, 521 increased, 594 reduced and 76 closed positions. Its largest new stake was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M. The largest sale was Microsoft, an estimated $14.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, up from 46% a quarter earlier, followed by Technology and Financials.

  • Stephens Inc's largest Q3 2021 buy was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M.
  • Stephens Inc added most to Airbnb in Q3 2021, an estimated $8.76M increase.
  • Stephens Inc's biggest Q3 2021 reduction was Microsoft, cutting an estimated $14.7M.
  • Stephens Inc fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $3.72M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.46B portfolio in Q3 2021.
  • Stephens Inc opened 88 new positions and closed 76 in Q3 2021.
  • Stephens Inc's portfolio value fell 3.2% quarter-over-quarter to $6.46B.

Based on Stephens Inc's 13F filing for Q3 2021, filed 27 Oct 2021.