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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$5.08B
AUM Growth
+$428M
Cap. Flow
+$152M
Cap. Flow %
2.99%
Top 10 Hldgs %
20.88%
Holding
1,246
New
100
Increased
483
Reduced
514
Closed
64

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$49.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$47M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$17.3M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.85M
5
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.43M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$8.16M
2
TROW icon
T. Rowe Price
TROW
+$6.09M
3
DMRL
DeltaShares S&P 500 Managed Risk ETF
DMRL
+$5.84M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$5.78M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.71M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.54%
2 Technology 9.44%
3 Financials 7.92%
4 Healthcare 7.09%
5 Consumer Staples 5.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZS icon
676
Zscaler
ZS
$26.8B
$625K 0.01%
+4,443
New +$577K
ROKU icon
677
Roku
ROKU
$23B
$619K 0.01%
3,278
-393
-11% -$62.1K
VAW icon
678
Vanguard Materials ETF
VAW
$2.96B
$618K 0.01%
4,592
+55
+1% +$7.29K
SPWH icon
679
Sportsman's Warehouse
SPWH
$46.6M
$611K 0.01%
+42,677
New +$656K
BSCM
680
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$611K 0.01%
27,985
+651
+2% +$14.2K
LRCX icon
681
Lam Research
LRCX
$373B
$610K 0.01%
18,390
+3,670
+25% +$126K
SONY icon
682
Sony
SONY
$140B
$604K 0.01%
39,360
+20,120
+105% +$313K
IEMG icon
683
iShares Core MSCI Emerging Markets ETF
IEMG
$163B
$603K 0.01%
11,415
+1,403
+14% +$73.6K
LVHD icon
684
Franklin US Low Volatility High Dividend Index ETF
LVHD
$613M
$600K 0.01%
20,250
-3,351
-14% -$99K
CI icon
685
Cigna
CI
$74.2B
$598K 0.01%
3,528
-154
-4% -$27.1K
FBT icon
686
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.85B
$594K 0.01%
3,776
-16,383
-81% -$2.68M
ESTC icon
687
Elastic
ESTC
$8.76B
$592K 0.01%
5,483
-63
-1% -$6.18K
FPE icon
688
First Trust Preferred Securities and Income ETF
FPE
$6.23B
$591K 0.01%
30,854
– –
ENPH icon
689
Enphase Energy
ENPH
$4.8B
$589K 0.01%
+7,131
New +$478K
VGSH icon
690
Vanguard Short-Term Treasury ETF
VGSH
$34.6B
$589K 0.01%
+9,480
New +$589K
ADI icon
691
Analog Devices
ADI
$184B
$586K 0.01%
5,021
+631
+14% +$73.9K
DXPE icon
692
DXP Enterprises
DXPE
$2.9B
$584K 0.01%
36,192
-6,050
-14% -$112K
FXO icon
693
First Trust Financials AlphaDEX Fund
FXO
$1.11B
$584K 0.01%
23,010
-103,472
-82% -$2.7M
IGLB icon
694
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.88B
$582K 0.01%
8,270
-10
-0.1% -$717
BR icon
695
Broadridge
BR
$19.1B
$580K 0.01%
4,392
-167
-4% -$22.3K
RDS.A
696
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$580K 0.01%
23,057
-1,525
-6% -$46.1K
VOOV icon
697
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$578K 0.01%
5,308
+34
+0.6% +$3.72K
EBAY icon
698
eBay
EBAY
$47.9B
$570K 0.01%
10,948
+11
+0.1% +$606
NEE.PRP
699
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$570K 0.01%
+12,206
New +$581K
GOVT icon
700
iShares US Treasury Bond ETF
GOVT
$41.3B
$565K 0.01%
20,207
+350
+2% +$9.81K
26 27
28
29 30

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Stephens Inc's Q3 2020 Portfolio in Review

As of Q3 2020, Stephens Inc held 1,246 positions worth $5.08B, up 9.2% from $4.65B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q3 2020 filing shows 100 new, 483 increased, 514 reduced and 64 closed positions. Its largest new stake was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M. The largest sale was Pacer Trendpilot US Large Cap ETF, an estimated $8.16M.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 47% a quarter earlier, followed by Technology and Financials.

  • Stephens Inc's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2020, an estimated $49.1M increase.
  • Stephens Inc's biggest Q3 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $8.16M.
  • Stephens Inc fully exited DeltaShares S&P 500 Managed Risk ETF in Q3 2020, selling an estimated $5.84M.
  • Stephens Inc's ten largest holdings make up 21% of its $5.08B portfolio in Q3 2020.
  • Stephens Inc opened 100 new positions and closed 64 in Q3 2020.
  • Stephens Inc's portfolio value rose 9.2% quarter-over-quarter to $5.08B.

Based on Stephens Inc's 13F filing for Q3 2020, filed 13 Nov 2020.