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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-18.76%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$3.76B
AUM Growth
-$1.02B
Cap. Flow
-$1.8M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.89%
Holding
1,259
New
115
Increased
513
Reduced
437
Closed
154

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.1M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$54.7M
3
AMLP icon
Alerian MLP ETF
AMLP
+$29.9M
4
CVX icon
Chevron
CVX
+$14.4M
5
XOM icon
ExxonMobil
XOM
+$14M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$35.6M
2
DPLO
DIPLOMAT PHARMACY, INC.
DPLO
+$30.5M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$27.6M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$19.8M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$19.2M

Sector Composition

Rank Sector Weight
1 Financials 8.91%
2 Technology 8.76%
3 Healthcare 7.73%
4 Consumer Staples 6.27%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLP icon
676
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$448K 0.01%
25,180
-149
-0.6% -$3.49K
OKTA icon
677
Okta
OKTA
$23.8B
$445K 0.01%
3,641
-833
-19% -$105K
MNR
678
DELISTED
Monmouth Real Estate Investment Corp
MNR
$442K 0.01%
36,654
– –
FCOM icon
679
Fidelity MSCI Communication Services Index ETF
FCOM
$1.8B
$441K 0.01%
15,200
+4,647
+44% +$160K
FDT icon
680
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.24B
$441K 0.01%
11,081
-700
-6% -$34.9K
VG
681
DELISTED
Vonage Holdings Corporation
VG
$441K 0.01%
61,054
+2,536
+4% +$20.7K
NEA icon
682
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$440K 0.01%
32,526
-10,589
-25% -$151K
SHOP icon
683
Shopify
SHOP
$168B
$437K 0.01%
10,470
-13,090
-56% -$590K
AAXJ icon
684
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.51B
$436K 0.01%
+7,308
New +$501K
PCRX icon
685
Pacira BioSciences
PCRX
$1.04B
$436K 0.01%
13,004
+4,900
+60% +$204K
PINS icon
686
Pinterest
PINS
$13.7B
$435K 0.01%
+28,200
New +$549K
SLG icon
687
SL Green Realty
SLG
$3.83B
$434K 0.01%
10,392
-2,401
-19% -$187K
UNM icon
688
Unum
UNM
$13.4B
$431K 0.01%
28,704
-934
-3% -$22.5K
MRCC
689
DELISTED
Monroe Capital Corp
MRCC
$429K 0.01%
60,443
+2,663
+5% +$26.6K
FXD icon
690
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$428K 0.01%
15,917
-882
-5% -$34.9K
IEMG icon
691
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$426K 0.01%
10,520
+2,119
+25% +$104K
PSA icon
692
Public Storage
PSA
$61.5B
$425K 0.01%
2,139
+308
+17% +$66K
CONN
693
DELISTED
Conn's Inc.
CONN
$424K 0.01%
101,506
+17,250
+20% +$141K
BMRN icon
694
BioMarin Pharmaceuticals
BMRN
$11.9B
$416K 0.01%
4,926
-56
-1% -$4.83K
SAP icon
695
SAP
SAP
$215B
$414K 0.01%
3,750
-25
-0.7% -$3.15K
CTLT
696
DELISTED
CATALENT, INC.
CTLT
$414K 0.01%
+7,971
New +$435K
WBD icon
697
Warner Bros
WBD
$64.3B
$412K 0.01%
21,196
-2,420
-10% -$66.4K
CPRT icon
698
Copart
CPRT
$28.5B
$410K 0.01%
23,928
+20
+0.1% +$445
GNTX icon
699
Gentex
GNTX
$5.1B
$406K 0.01%
18,299
-409
-2% -$11.4K
HUM icon
700
Humana
HUM
$43.9B
$404K 0.01%
1,287
-499
-28% -$168K
26 27
28
29 30

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AI
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PEA
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Stephens Inc's Q1 2020 Portfolio in Review

As of Q1 2020, Stephens Inc held 1,259 positions worth $3.76B, down 21% from $4.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q1 2020 filing shows 115 new, 513 increased, 437 reduced and 154 closed positions. Its largest new stake was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $35.6M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.6% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q1 2020 buy was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M.
  • Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $59.1M increase.
  • Stephens Inc's biggest Q1 2020 reduction was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, cutting an estimated $35.6M.
  • Stephens Inc fully exited DIPLOMAT PHARMACY, INC. in Q1 2020, selling an estimated $30.5M.
  • Stephens Inc's ten largest holdings make up 21% of its $3.76B portfolio in Q1 2020.
  • Stephens Inc opened 115 new positions and closed 154 in Q1 2020.
  • Stephens Inc's portfolio value fell 21% quarter-over-quarter to $3.76B.

Based on Stephens Inc's 13F filing for Q1 2020, filed 14 May 2020.