We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.77B
AUM Growth
+$228M
Cap. Flow
-$13.5M
Cap. Flow %
-0.28%
Top 10 Hldgs %
18.87%
Holding
1,226
New
80
Increased
413
Reduced
589
Closed
82

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$40.3M
2
GBDC icon
Golub Capital BDC
GBDC
+$19.7M
3
MAR icon
Marriott International
MAR
+$10M
4
AAPL icon
Apple
AAPL
+$9.85M
5
TFC icon
Truist Financial
TFC
+$8.89M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$21.4M
2
DXPE icon
DXP Enterprises
DXPE
+$20.8M
3
STI
SunTrust Banks, Inc.
STI
+$8.16M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$5M
5
CNP icon
CenterPoint Energy
CNP
+$4.37M

Sector Composition

Rank Sector Weight
1 Financials 9.56%
2 Technology 7.61%
3 Healthcare 6.87%
4 Consumer Staples 5.89%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGS icon
676
B&G Foods
BGS
$285M
$609K 0.01%
33,954
-12,765
-27% -$215K
WSO icon
677
Watsco Inc
WSO
$14.9B
$606K 0.01%
3,363
+484
+17% +$85.1K
AMH icon
678
American Homes 4 Rent
AMH
$12B
$603K 0.01%
23,005
+2,723
+13% +$71K
EXR icon
679
Extra Space Storage
EXR
$31.2B
$603K 0.01%
5,709
+382
+7% +$41.7K
ROST icon
680
Ross Stores
ROST
$76.6B
$601K 0.01%
5,161
-3,684
-42% -$415K
ILMN icon
681
Illumina
ILMN
$29.4B
$600K 0.01%
1,859
-1,492
-45% -$452K
SLV icon
682
iShares Silver Trust
SLV
$28.1B
$597K 0.01%
35,762
+2,114
+6% +$34.2K
LDRI
683
DELISTED
Invesco LadderRite 0-5 Year Corporate Bond ETF
LDRI
$595K 0.01%
23,500
– –
AMD icon
684
Advanced Micro Devices
AMD
$851B
$594K 0.01%
12,958
-6,640
-34% -$244K
YUMC icon
685
Yum China
YUMC
$14.9B
$586K 0.01%
12,206
+1,947
+19% +$86.5K
IJS icon
686
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$585K 0.01%
7,282
+90
+1% +$6.98K
AMJ
687
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$585K 0.01%
26,824
+306
+1% +$6.59K
NEO icon
688
NeoGenomics
NEO
$1.81B
$578K 0.01%
19,750
-7,006
-26% -$167K
EL icon
689
Estee Lauder
EL
$29B
$577K 0.01%
2,791
-478
-15% -$92.8K
FXO icon
690
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$577K 0.01%
17,229
+3
+0% +$98
AMAT icon
691
Applied Materials
AMAT
$426B
$576K 0.01%
9,442
-1,866
-17% -$105K
SCI icon
692
Service Corp International
SCI
$11.4B
$568K 0.01%
12,329
+6,106
+98% +$275K
GDX icon
693
VanEck Gold Miners ETF
GDX
$23B
$566K 0.01%
19,344
-60,945
-76% -$1.67M
SIEN
694
DELISTED
Sientra, Inc.
SIEN
$564K 0.01%
6,314
-6,025
-49% -$454K
CNC icon
695
Centene
CNC
$31.3B
$562K 0.01%
8,937
-1,772
-17% -$96.1K
MELI icon
696
Mercado Libre
MELI
$91.3B
$558K 0.01%
975
-1,163
-54% -$644K
MDY icon
697
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$556K 0.01%
1,480
– –
LSXMK
698
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$549K 0.01%
14,973
-612
-4% -$21.4K
VRSK icon
699
Verisk Analytics
VRSK
$26.4B
$548K 0.01%
3,670
-5,902
-62% -$874K
IYC icon
700
iShares US Consumer Discretionary ETF
IYC
$1.12B
$547K 0.01%
9,588
-604
-6% -$33.5K
26 27
28
29 30

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q4 2019 Portfolio in Review

As of Q4 2019, Stephens Inc held 1,226 positions worth $4.77B, up 5% from $4.55B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2019 filing shows 80 new, 413 increased, 589 reduced and 82 closed positions. Its largest new stake was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M. The largest sale was Invesco Senior Loan ETF, an estimated $21.4M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 8.7% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q4 2019 buy was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M.
  • Stephens Inc added most to Coca-Cola in Q4 2019, an estimated $40.3M increase.
  • Stephens Inc's biggest Q4 2019 reduction was Invesco Senior Loan ETF, cutting an estimated $21.4M.
  • Stephens Inc fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $8.16M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.77B portfolio in Q4 2019.
  • Stephens Inc opened 80 new positions and closed 82 in Q4 2019.
  • Stephens Inc's portfolio value rose 5% quarter-over-quarter to $4.77B.

Based on Stephens Inc's 13F filing for Q4 2019, filed 14 Feb 2020.