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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+3.27%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.77B
AUM Growth
-$146M
Cap. Flow
-$223M
Cap. Flow %
-8.04%
Top 10 Hldgs %
27.28%
Holding
949
New
79
Increased
302
Reduced
295
Closed
246

Top Buys

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$8.1M
2
AGN
Allergan plc
AGN
+$6.56M
3
UNIT
Uniti Group
UNIT
+$5.45M
4
WBA
Walgreens Boots Alliance
WBA
+$4.47M
5
IRM icon
Iron Mountain
IRM
+$3.26M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$12.1M
2
ALGN icon
Align Technology
ALGN
+$11.6M
3
META icon
Meta Platforms (Facebook)
META
+$11.2M
4
SNY icon
Sanofi
SNY
+$11M
5
CRM icon
Salesforce
CRM
+$8.14M

Sector Composition

Rank Sector Weight
1 Financials 8.8%
2 Healthcare 7.16%
3 Consumer Staples 6.74%
4 Technology 6.47%
5 Industrials 6.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBE icon
676
Invesco DB Energy Fund
DBE
$88.7M
$160K 0.01%
12,460
– –
ROP icon
677
Roper Technologies
ROP
$37.5B
$160K 0.01%
658
+350
+114% +$82.2K
WEN icon
678
Wendy's
WEN
$1.4B
$157K 0.01%
10,080
-1,100
-10% -$16.8K
OA
679
DELISTED
Orbital ATK, Inc.
OA
$153K 0.01%
1,148
+53
+5% +$5.81K
IAU icon
680
iShares Gold Trust
IAU
$63.5B
$143K 0.01%
5,809
– –
OXSQ icon
681
Oxford Square Capital
OXSQ
$154M
$137K ﹤0.01%
19,928
-5,453
-21% -$36.6K
PFX icon
682
PhenixFIN
PFX
$135K ﹤0.01%
1,128
-119
-10% -$14.8K
AUY
683
DELISTED
Yamana Gold, Inc.
AUY
$134K ﹤0.01%
50,499
+2,588
+5% +$6.89K
USA icon
684
Liberty All-Star Equity Fund
USA
$1.77B
$130K ﹤0.01%
21,548
+4,431
+26% +$25.5K
PNNT
685
Pennant Park Investment Corp
PNNT
$220M
$123K ﹤0.01%
16,413
-7,551
-32% -$56.8K
ANH
686
DELISTED
Anworth Mortgage Asset Corporation
ANH
$103K ﹤0.01%
17,213
+2,701
+19% +$16.4K
GCI
687
DELISTED
Gannett Co., Inc
GCI
$103K ﹤0.01%
11,440
-1,000
-8% -$8.59K
OCSI
688
DELISTED
Oaktree Strategic Income Corporation
OCSI
$91K ﹤0.01%
+10,395
New +$89.7K
TEN
689
Tsakos Energy Navigation Ltd
TEN
$1.18B
$90K ﹤0.01%
3,991
+516
+15% +$12.1K
MGPI icon
690
MGP Ingredients
MGPI
$378M
$87K ﹤0.01%
1,443
+118
+9% +$6.76K
VER
691
DELISTED
VEREIT, Inc.
VER
$85K ﹤0.01%
+2,058
New +$86.8K
SIRI icon
692
SiriusXM
SIRI
$10.6B
$84K ﹤0.01%
1,528
-17
-1% -$941
SAN icon
693
Banco Santander
SAN
$199B
$74K ﹤0.01%
11,102
+169
+2% +$1.08K
HTH icon
694
Hilltop Holdings
HTH
$2.27B
$71K ﹤0.01%
2,714
+256
+10% +$6.43K
XLNX
695
DELISTED
Xilinx Inc
XLNX
$69K ﹤0.01%
981
-6,271
-86% -$410K
OIL
696
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$58K ﹤0.01%
10,730
– –
MGM icon
697
MGM Resorts International
MGM
$11.8B
$53K ﹤0.01%
1,641
+1,191
+265% +$38.3K
TECH icon
698
Bio-Techne
TECH
$11.2B
$49K ﹤0.01%
+1,628
New +$48.3K
FCFS icon
699
FirstCash
FCFS
$8.88B
$45K ﹤0.01%
712
-183
-20% -$10.8K
WIN
700
DELISTED
Windstream Holdings Inc
WIN
$26K ﹤0.01%
+2,951
New +$39.1K
26 27
28
29 30

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MT
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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q3 2017 Portfolio in Review

As of Q3 2017, Stephens Inc held 949 positions worth $2.77B, down 5% from $2.91B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Stephens Inc withdrew a net $223M in Q3 2017, closing 246 positions and reducing 295 holdings. Its most notable exit was Amazon, an estimated $12.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.8% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Stephens Inc opened a new position in Medtronic worth $7.58M.

  • Stephens Inc's largest Q3 2017 buy was Medtronic: 97,525 shares worth $7.58M.
  • Stephens Inc added most to Honeywell in Q3 2017, an estimated $3.15M increase.
  • Stephens Inc's biggest Q3 2017 reduction was McDonald's, cutting an estimated $6.49M.
  • Stephens Inc fully exited Amazon in Q3 2017, selling an estimated $12.1M.
  • Stephens Inc's ten largest holdings make up 27% of its $2.77B portfolio in Q3 2017.
  • Stephens Inc opened 79 new positions and closed 246 in Q3 2017.
  • Stephens Inc's portfolio value fell 5% quarter-over-quarter to $2.77B.

Based on Stephens Inc's 13F filing for Q3 2017, filed 8 Nov 2017.