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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGCO icon
676
AGCO
AGCO
$8.43B
$229K 0.01%
4,148
+618
+18% +$33.1K
IHE icon
677
iShares US Pharmaceuticals ETF
IHE
$1.5B
$229K 0.01%
5,430
+120
+2% +$5.03K
ALXN
678
DELISTED
Alexion Pharmaceuticals
ALXN
$227K 0.01%
1,495
-40
-3% -$6.36K
RPG icon
679
Invesco S&P 500 Pure Growth ETF
RPG
$1.92B
$225K 0.01%
15,365
– –
CVY icon
680
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$224K 0.01%
8,930
-1,230
-12% -$30.4K
FIS icon
681
Fidelity National Information Services
FIS
$23.9B
$224K 0.01%
4,194
-6
-0.1% -$320
URS
682
DELISTED
URS CORP
URS
$224K 0.01%
4,752
+42
+0.9% +$2.03K
VGK icon
683
Vanguard FTSE Europe ETF
VGK
$30.1B
$223K 0.01%
3,780
-690
-15% -$40.3K
ADRE
684
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$223K 0.01%
+6,145
New +$214K
WES icon
685
Western Midstream Partners
WES
$19.4B
$222K 0.01%
+4,520
New +$192K
N
686
DELISTED
Netsuite Inc
N
$221K 0.01%
+2,331
New +$249K
KMR
687
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$220K 0.01%
3,220
-415
-11% -$28.8K
MIDD icon
688
Middleby
MIDD
$6B
$218K 0.01%
+2,478
New +$216K
VRSK icon
689
Verisk Analytics
VRSK
$28.2B
$217K 0.01%
3,615
-10
-0.3% -$633
WAT icon
690
Waters Corp
WAT
$37.5B
$217K 0.01%
2,005
– –
CNC icon
691
Centene
CNC
$30.4B
$211K 0.01%
13,552
-548
-4% -$8.48K
FNGN
692
DELISTED
Financial Engines, Inc.
FNGN
$210K 0.01%
4,135
+95
+2% +$5.72K
CCI icon
693
Crown Castle
CCI
$33.1B
$209K 0.01%
2,828
-19,880
-88% -$1.46M
MLCO icon
694
Melco Resorts & Entertainment
MLCO
$2.21B
$209K 0.01%
5,395
+125
+2% +$5.2K
FEMS icon
695
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$236M
$208K 0.01%
+5,677
New +$205K
TKR icon
696
Timken Company
TKR
$9.27B
$208K 0.01%
+4,938
New +$203K
ATHL
697
DELISTED
ATHLON ENERGY INC COM
ATHL
$208K 0.01%
5,862
+5,112
+682% +$168K
BR icon
698
Broadridge
BR
$18.5B
$206K 0.01%
5,539
+40
+0.7% +$1.5K
DDS icon
699
Dillards
DDS
$9.18B
$206K 0.01%
+2,230
New +$202K
DLB icon
700
Dolby
DLB
$5.01B
$205K 0.01%
+4,605
New +$193K
26 27
28
29 30

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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.