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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONY icon
676
Sony
SONY
$122B
$225K 0.01%
52,375
+1,500
+3% +$6.36K
PRGO icon
677
Perrigo
PRGO
$1.4B
$223K 0.01%
1,807
-5
-0.3% -$624
BHP icon
678
BHP
BHP
$212B
$222K 0.01%
+3,951
New +$215K
EWY icon
679
iShares MSCI South Korea ETF
EWY
$23.2B
$222K 0.01%
3,604
-875
-20% -$50.1K
WOLF icon
680
Wolfspeed
WOLF
$1.35B
$221K 0.01%
3,673
+57
+2% +$3.63K
RGP
681
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$221K 0.01%
7,712
+70
+0.9% +$1.94K
MS icon
682
Morgan Stanley
MS
$338B
$220K 0.01%
8,163
-70
-0.9% -$1.88K
NFX
683
DELISTED
Newfield Exploration
NFX
$220K 0.01%
+8,030
New +$201K
CHE icon
684
Chemed
CHE
$6.68B
$219K 0.01%
3,065
-15
-0.5% -$1.07K
GDXJ icon
685
VanEck Junior Gold Miners ETF
GDXJ
$7.05B
$219K 0.01%
5,380
– –
FRM
686
DELISTED
FURMANITE CORPORATION COM
FRM
$219K 0.01%
22,159
+3,000
+16% +$26K
WLL
687
DELISTED
Whiting Petroleum Corporation
WLL
$219K 0.01%
12
+2
+20% +$31K
ALXN
688
DELISTED
Alexion Pharmaceuticals
ALXN
$217K 0.01%
1,870
+245
+15% +$26.9K
DOV icon
689
Dover
DOV
$26.6B
$216K 0.01%
3,579
-431
-11% -$24.8K
CTXS
690
DELISTED
Citrix Systems Inc
CTXS
$216K 0.01%
+3,849
New +$215K
J icon
691
Jacobs Solutions
J
$15.6B
$215K 0.01%
4,478
-186
-4% -$9.04K
WAT icon
692
Waters Corp
WAT
$37.5B
$215K 0.01%
2,025
– –
BGG
693
DELISTED
Briggs & Stratton Corp.
BGG
$215K 0.01%
10,705
-225
-2% -$4.54K
BSJE
694
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$215K 0.01%
8,050
– –
GNTX icon
695
Gentex
GNTX
$5.07B
$214K 0.01%
+16,750
New +$199K
EQNR icon
696
Equinor
EQNR
$97.4B
$213K 0.01%
+9,396
New +$206K
ING icon
697
ING
ING
$92.7B
$213K 0.01%
18,800
– –
PMT
698
PennyMac Mortgage Investment
PMT
$835M
$213K 0.01%
+9,410
New +$206K
WEC icon
699
WEC Energy
WEC
$37.4B
$213K 0.01%
5,272
– –
BPL
700
DELISTED
Buckeye Partners, L.P.
BPL
$213K 0.01%
3,255
– –
26 27
28
29 30

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.