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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLP icon
651
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$625K 0.01%
23,652
+50
+0.2% +$1.37K
GSBD icon
652
Goldman Sachs BDC
GSBD
$975M
$624K 0.01%
42,857
– –
KVUE icon
653
Kenvue
KVUE
$37B
$622K 0.01%
+30,994
New +$717K
YUMC icon
654
Yum China
YUMC
$14.9B
$620K 0.01%
11,131
+7
+0.1% +$392
IEUR icon
655
iShares Core MSCI Europe ETF
IEUR
$8.66B
$619K 0.01%
12,466
-520
-4% -$27K
WEN icon
656
Wendy's
WEN
$1.33B
$618K 0.01%
30,295
-1,882
-6% -$39.3K
BST icon
657
BlackRock Science and Technology Trust
BST
$1.57B
$614K 0.01%
19,535
+1,000
+5% +$33.3K
CME icon
658
CME Group
CME
$92.2B
$612K 0.01%
3,056
-44
-1% -$8.75K
ARKW icon
659
ARK Web x.0 ETF
ARKW
$1.64B
$610K 0.01%
11,262
-450
-4% -$26.7K
BSCR icon
660
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$609K 0.01%
32,490
+6,364
+24% +$121K
ECL icon
661
Ecolab
ECL
$75.6B
$608K 0.01%
3,591
-336
-9% -$61.1K
DXPE icon
662
DXP Enterprises
DXPE
$2.62B
$606K 0.01%
17,352
– –
PPL
663
PPL Corp
PPL
$27.3B
$604K 0.01%
25,626
-6,381
-20% -$165K
VGI
664
Virtus Global Multi-Sector Income Fund
VGI
$81.2M
$598K 0.01%
81,442
+5,902
+8% +$44.7K
VDC icon
665
Vanguard Consumer Staples ETF
VDC
$7.86B
$595K 0.01%
3,260
-8
-0.2% -$1.54K
RDIV icon
666
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$593K 0.01%
15,940
-4,766
-23% -$189K
FIS icon
667
Fidelity National Information Services
FIS
$21.5B
$592K 0.01%
10,707
+1,044
+11% +$60.1K
STX icon
668
Seagate
STX
$193B
$592K 0.01%
8,972
-255
-3% -$16.4K
ENERU
669
DELISTED
Accretion Acquisition Corp Unit
ENERU
$589K 0.01%
56,000
– –
WY icon
670
Weyerhaeuser
WY
$17.3B
$586K 0.01%
19,112
-531
-3% -$17.5K
MDY icon
671
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$584K 0.01%
1,278
-1,180
-48% -$565K
URA icon
672
Global X Uranium ETF
URA
$5.52B
$584K 0.01%
21,585
-4,237
-16% -$99.6K
VFC icon
673
VF Corp
VFC
$6.68B
$583K 0.01%
32,991
-576
-2% -$11K
GLW icon
674
Corning
GLW
$126B
$582K 0.01%
19,099
-203
-1% -$6.64K
BKNG icon
675
Booking.com
BKNG
$138B
$580K 0.01%
4,700
-50
-1% -$6.06K
25 26
27
28 29

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.