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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPT
651
Medical Properties Trust
MPT
$2.89B
$585K 0.01%
49,289
+4,514
+10% +$68.4K
SNY icon
652
Sanofi
SNY
$104B
$584K 0.01%
15,352
-1,278
-8% -$56.9K
AMJ
653
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$583K 0.01%
29,081
+253
+0.9% +$5.3K
EGP icon
654
EastGroup Properties
EGP
$11.5B
$582K 0.01%
4,035
-1,266
-24% -$207K
CFO icon
655
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$415M
$581K 0.01%
9,063
-1,085
-11% -$71.2K
LDUR icon
656
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.36B
$580K 0.01%
6,125
– –
CADE
657
DELISTED
Cadence Bank
CADE
$579K 0.01%
22,776
+3,970
+21% +$102K
SHV icon
658
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$576K 0.01%
5,241
-4,692
-47% -$516K
ARKW icon
659
ARK Web x.0 ETF
ARKW
$1.64B
$574K 0.01%
12,572
-1,823
-13% -$98.7K
APTV icon
660
Aptiv
APTV
$12B
$573K 0.01%
7,331
-179
-2% -$17.2K
ES icon
661
Eversource Energy
ES
$28.2B
$571K 0.01%
7,320
-180
-2% -$15.9K
WEN icon
662
Wendy's
WEN
$1.33B
$569K 0.01%
30,451
+17,386
+133% +$350K
WELL icon
663
Welltower
WELL
$178B
$567K 0.01%
8,809
-1,918
-18% -$150K
PCRX icon
664
Pacira BioSciences
PCRX
$1.02B
$562K 0.01%
10,561
-181
-2% -$10.1K
FBT icon
665
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$561K 0.01%
4,249
-15
-0.4% -$2.1K
BIZD icon
666
VanEck BDC Income ETF
BIZD
$1.58B
$560K 0.01%
41,237
-4,923
-11% -$76.7K
EFAV icon
667
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$559K 0.01%
9,797
+6,000
+158% +$376K
ACLS icon
668
Axcelis
ACLS
$4.12B
$557K 0.01%
+9,200
New +$594K
ENERU
669
DELISTED
Accretion Acquisition Corp Unit
ENERU
$557K 0.01%
56,000
– –
FMAY icon
670
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$552K 0.01%
16,625
– –
IHF icon
671
iShares US Healthcare Providers ETF
IHF
$1.18B
$547K 0.01%
10,705
-30
-0.3% -$1.63K
IWY icon
672
iShares Russell Top 200 Growth ETF
IWY
$16B
$547K 0.01%
4,576
+3
+0.1% +$403
MAA icon
673
Mid-America Apartment Communities
MAA
$15.6B
$547K 0.01%
3,530
+459
+15% +$79K
OTIS icon
674
Otis Worldwide
OTIS
$27.4B
$546K 0.01%
8,561
-5
-0.1% -$366
GLW icon
675
Corning
GLW
$126B
$543K 0.01%
18,712
+1,150
+7% +$38.9K
25 26
27
28 29

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.