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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.46B
AUM Growth
-$213M
Cap. Flow
-$156M
Cap. Flow %
-2.42%
Top 10 Hldgs %
19.38%
Holding
1,429
New
88
Increased
521
Reduced
594
Closed
76

Top Buys

Rank Stock Value
1
ABNB icon
Airbnb
ABNB
+$8.76M
2
KRUS icon
Kura Sushi USA
KRUS
+$7.62M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.23M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.54M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.42M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$14.7M
2
XOM icon
ExxonMobil
XOM
+$8.43M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.15M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.94M
5
SWAN icon
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
+$7.33M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 9.4%
3 Healthcare 7.31%
4 Consumer Discretionary 5.81%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AQNU
651
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$999K 0.02%
20,630
+12,860
+166% +$652K
LULU icon
652
lululemon athletica
LULU
$13B
$998K 0.02%
2,465
-185
-7% -$74.1K
AEPPZ
653
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$995K 0.02%
20,015
+400
+2% +$20.9K
NXPI icon
654
NXP Semiconductors
NXPI
$68B
$994K 0.02%
5,075
-862
-15% -$179K
TTWO icon
655
Take-Two Interactive
TTWO
$43B
$994K 0.02%
6,449
-434
-6% -$70.3K
GDV icon
656
Gabelli Dividend & Income Trust
GDV
$2.6B
$993K 0.02%
38,515
-567
-1% -$15K
CTXS
657
DELISTED
Citrix Systems Inc
CTXS
$993K 0.02%
9,250
-6,596
-42% -$712K
ORLY icon
658
O'Reilly Automotive
ORLY
$72.4B
$992K 0.02%
24,345
-3,270
-12% -$131K
BSMO
659
DELISTED
Invesco BulletShares 2024 Municipal Bond ETF
BSMO
$988K 0.02%
38,350
+3,000
+8% +$77.6K
FPE icon
660
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$983K 0.02%
47,869
+8,404
+21% +$174K
ESRT icon
661
Empire State Realty Trust
ESRT
$976M
$977K 0.02%
97,426
-10,904
-10% -$118K
SLI
662
Standard Lithium
SLI
$517M
$955K 0.01%
+117,504
New +$776K
INVH icon
663
Invitation Homes
INVH
$17.7B
$949K 0.01%
24,771
-2,464
-9% -$98.7K
BSML
664
DELISTED
Invesco BulletShares 2021 Municipal Bond ETF
BSML
$949K 0.01%
37,600
+3,000
+9% +$75.8K
XLP icon
665
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$946K 0.01%
13,737
-127
-0.9% -$9.05K
RVACU
666
DELISTED
Riverview Acquisition Corp. Unit
RVACU
$945K 0.01%
+95,250
New +$944K
WST icon
667
West Pharmaceutical
WST
$23.1B
$938K 0.01%
2,210
-149
-6% -$62.8K
STAG icon
668
STAG Industrial
STAG
$7.86B
$936K 0.01%
23,849
-11,103
-32% -$454K
IYJ icon
669
iShares US Industrials ETF
IYJ
$1.98B
$934K 0.01%
8,717
-2,975
-25% -$334K
ESGU icon
670
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$930K 0.01%
9,449
– –
SLV icon
671
iShares Silver Trust
SLV
$28.1B
$929K 0.01%
45,290
+7,776
+21% +$175K
NXTG icon
672
First Trust Indxx NextG ETF
NXTG
$537M
$928K 0.01%
12,166
+45
+0.4% +$3.49K
PTBD icon
673
Pacer Trendpilot US Bond ETF
PTBD
$87M
$927K 0.01%
34,176
+3,417
+11% +$94.5K
SPG icon
674
Simon Property Group
SPG
$74.5B
$927K 0.01%
7,134
-884
-11% -$115K
F icon
675
Ford
F
$57.3B
$922K 0.01%
65,113
-1,001
-2% -$13.6K
25 26
27
28 29

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Stephens Inc's Q3 2021 Portfolio in Review

As of Q3 2021, Stephens Inc held 1,429 positions worth $6.46B, down 3.2% from $6.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2021 filing shows 88 new, 521 increased, 594 reduced and 76 closed positions. Its largest new stake was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M. The largest sale was Microsoft, an estimated $14.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2021 buy was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M.
  • Stephens Inc added most to Airbnb in Q3 2021, an estimated $8.76M increase.
  • Stephens Inc's biggest Q3 2021 reduction was Microsoft, cutting an estimated $14.7M.
  • Stephens Inc fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $3.72M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.46B portfolio in Q3 2021.
  • Stephens Inc opened 88 new positions and closed 76 in Q3 2021.
  • Stephens Inc's portfolio value fell 3.2% quarter-over-quarter to $6.46B.

Based on Stephens Inc's 13F filing for Q3 2021, filed 27 Oct 2021.