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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXH icon
651
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$903K 0.01%
8,317
-80
-1% -$8.75K
DOCU
652
DocuSign
DOCU
$10.6B
$901K 0.01%
4,451
+1,775
+66% +$412K
FXD icon
653
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$898K 0.01%
15,429
– –
ARE icon
654
Alexandria Real Estate Equities
ARE
$9.28B
$892K 0.01%
5,428
-2,493
-31% -$416K
AOS icon
655
A.O. Smith
AOS
$8.83B
$891K 0.01%
13,176
+9,181
+230% +$558K
PSX icon
656
Phillips 66
PSX
$82.6B
$885K 0.01%
10,851
+361
+3% +$28.3K
WEN icon
657
Wendy's
WEN
$1.43B
$884K 0.01%
+43,632
New +$906K
ICLR icon
658
Icon
ICLR
$13.9B
$883K 0.01%
4,496
-537
-11% -$106K
SUM
659
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$882K 0.01%
+32,025
New +$805K
DFS
660
DELISTED
Discover Financial Services
DFS
$879K 0.01%
9,256
+21
+0.2% +$1.98K
BTZ icon
661
BlackRock Credit Allocation Income Trust
BTZ
$934M
$877K 0.01%
59,763
+833
+1% +$12.3K
POR icon
662
Portland General Electric
POR
$5.96B
$873K 0.01%
18,398
-478
-3% -$20.9K
OKE icon
663
Oneok
OKE
$55.4B
$869K 0.01%
17,153
+2,760
+19% +$125K
LAD icon
664
Lithia Motors
LAD
$8.09B
$867K 0.01%
2,223
+1,389
+167% +$499K
LRCX icon
665
Lam Research
LRCX
$337B
$856K 0.01%
14,380
-1,060
-7% -$57.8K
ESGU icon
666
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$854K 0.01%
9,399
+60
+0.6% +$5.33K
AKAM icon
667
Akamai
AKAM
$16.3B
$851K 0.01%
8,351
+436
+6% +$45K
CTVA icon
668
Corteva
CTVA
$59.4B
$851K 0.01%
18,252
+419
+2% +$18.5K
BUD icon
669
AB InBev
BUD
$161B
$850K 0.01%
13,529
-2,590
-16% -$167K
YUMC icon
670
Yum China
YUMC
$15.6B
$850K 0.01%
14,354
+1,151
+9% +$68.8K
SHOP icon
671
Shopify
SHOP
$171B
$849K 0.01%
7,670
+90
+1% +$10.9K
AEPPZ
672
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$848K 0.01%
17,365
+1,975
+13% +$95.3K
ODFL icon
673
Old Dominion Freight Line
ODFL
$47.5B
$845K 0.01%
7,026
+4,326
+160% +$464K
VAW icon
674
Vanguard Materials ETF
VAW
$3.06B
$838K 0.01%
4,845
+348
+8% +$57.3K
SBNY
675
DELISTED
Signature Bank
SBNY
$834K 0.01%
+3,690
New +$727K
25 26
27
28 29

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.