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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.08B
AUM Growth
+$428M
Cap. Flow
+$152M
Cap. Flow %
2.99%
Top 10 Hldgs %
20.88%
Holding
1,246
New
100
Increased
483
Reduced
514
Closed
64

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$49.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$47M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$17.3M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.85M
5
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.43M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$8.16M
2
TROW icon
T. Rowe Price
TROW
+$6.09M
3
DMRL
DeltaShares S&P 500 Managed Risk ETF
DMRL
+$5.84M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$5.78M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 7.92%
3 Healthcare 7.01%
4 Consumer Staples 5.65%
5 Communication Services 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNX icon
651
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$680K 0.01%
10,316
-192
-2% -$12.6K
IEF icon
652
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$680K 0.01%
5,578
-1,788
-24% -$218K
GFY
653
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$679K 0.01%
41,411
-1,018
-2% -$16.5K
PKG icon
654
Packaging Corp of America
PKG
$22.6B
$678K 0.01%
6,219
-10
-0.2% -$1.02K
BSCN
655
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$677K 0.01%
31,048
+654
+2% +$14.3K
WRI
656
DELISTED
Weingarten Realty Investors
WRI
$675K 0.01%
39,825
-629
-2% -$11.1K
BSCO
657
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$674K 0.01%
30,404
+647
+2% +$14.4K
CPRT icon
658
Copart
CPRT
$28.4B
$673K 0.01%
25,612
+1,384
+6% +$33.5K
CME icon
659
CME Group
CME
$93.5B
$666K 0.01%
3,978
-133
-3% -$22.4K
AMD icon
660
Advanced Micro Devices
AMD
$741B
$662K 0.01%
8,070
-3,920
-33% -$291K
FXD icon
661
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$657K 0.01%
15,429
-288
-2% -$11.9K
HQH
662
abrdn Healthcare Investors
HQH
$1.25B
$654K 0.01%
31,732
-534
-2% -$11.3K
YUMC icon
663
Yum China
YUMC
$15.6B
$650K 0.01%
12,275
+807
+7% +$42.7K
SOLN
664
DELISTED
The Southern Company
SOLN
$650K 0.01%
+13,970
New +$640K
WDAY icon
665
Workday
WDAY
$39.4B
$642K 0.01%
+2,986
New +$591K
TEI
666
Templeton Emerging Markets Income Fund
TEI
$314M
$640K 0.01%
86,316
+4,459
+5% +$34K
VRSK icon
667
Verisk Analytics
VRSK
$27.8B
$639K 0.01%
3,446
+184
+6% +$33.7K
EPR icon
668
EPR Properties
EPR
$4.92B
$638K 0.01%
23,206
-666
-3% -$20.8K
BTO
669
John Hancock Financial Opportunities Fund
BTO
$823M
$637K 0.01%
+29,711
New +$651K
NEO icon
670
NeoGenomics
NEO
$1.74B
$636K 0.01%
17,234
-1,031
-6% -$38.3K
FEI
671
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$636K 0.01%
137,152
-239,694
-64% -$1.25M
APTV icon
672
Aptiv
APTV
$12.6B
$629K 0.01%
6,866
+1,673
+32% +$140K
HYLS icon
673
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$627K 0.01%
13,282
– –
PSTL
674
Postal Realty Trust
PSTL
$713M
$626K 0.01%
+41,371
New +$611K
QVCGA
675
DELISTED
QVC Group Inc Series A
QVCGA
$626K 0.01%
1,744
-291
-14% -$138K
25 26
27
28 29

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Stephens Inc's Q3 2020 Portfolio in Review

As of Q3 2020, Stephens Inc held 1,246 positions worth $5.08B, up 9.2% from $4.65B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q3 2020 filing shows 100 new, 483 increased, 514 reduced and 64 closed positions. Its largest new stake was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M. The largest sale was Pacer Trendpilot US Large Cap ETF, an estimated $8.16M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2020, an estimated $49.1M increase.
  • Stephens Inc's biggest Q3 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $8.16M.
  • Stephens Inc fully exited DeltaShares S&P 500 Managed Risk ETF in Q3 2020, selling an estimated $5.84M.
  • Stephens Inc's ten largest holdings make up 21% of its $5.08B portfolio in Q3 2020.
  • Stephens Inc opened 100 new positions and closed 64 in Q3 2020.
  • Stephens Inc's portfolio value rose 9.2% quarter-over-quarter to $5.08B.

Based on Stephens Inc's 13F filing for Q3 2020, filed 13 Nov 2020.