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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.77B
AUM Growth
+$228M
Cap. Flow
-$13.5M
Cap. Flow %
-0.28%
Top 10 Hldgs %
18.87%
Holding
1,226
New
80
Increased
413
Reduced
589
Closed
82

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$40.3M
2
GBDC icon
Golub Capital BDC
GBDC
+$19.7M
3
MAR icon
Marriott International
MAR
+$10M
4
AAPL icon
Apple
AAPL
+$9.85M
5
TFC icon
Truist Financial
TFC
+$8.89M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$21.4M
2
DXPE icon
DXP Enterprises
DXPE
+$20.8M
3
STI
SunTrust Banks, Inc.
STI
+$8.16M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$5M
5
CNP icon
CenterPoint Energy
CNP
+$4.37M

Sector Composition

Rank Sector Weight
1 Financials 9.56%
2 Technology 7.61%
3 Healthcare 6.87%
4 Consumer Staples 5.89%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYZ
651
Block Inc
XYZ
$45.9B
$671K 0.01%
10,726
-6,339
-37% -$405K
WCN
652
Waste Connections
WCN
$42.8B
$670K 0.01%
7,385
+160
+2% +$14.5K
ZM icon
653
Zoom
ZM
$25.8B
$666K 0.01%
+9,790
New +$674K
ATSG
654
DELISTED
Air Transport Services Group
ATSG
$665K 0.01%
28,325
+9,006
+47% +$202K
HP icon
655
Helmerich & Payne
HP
$3.53B
$659K 0.01%
14,498
-11,329
-44% -$454K
WRK
656
DELISTED
WestRock Company
WRK
$658K 0.01%
15,338
-1,125
-7% -$43.9K
AAL icon
657
American Airlines Group
AAL
$9.58B
$655K 0.01%
22,842
+695
+3% +$19.8K
FDT icon
658
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$655K 0.01%
11,781
-690
-6% -$37.3K
HUM icon
659
Humana
HUM
$46.7B
$655K 0.01%
1,786
+79
+5% +$25.1K
PJUL icon
660
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$651K 0.01%
24,335
-7,008
-22% -$185K
IYH icon
661
iShares US Healthcare ETF
IYH
$3.11B
$647K 0.01%
14,995
-1,770
-11% -$71.5K
EMLP icon
662
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$646K 0.01%
25,329
-22
-0.1% -$547
BSX icon
663
Boston Scientific
BSX
$65.8B
$644K 0.01%
14,235
-50
-0.4% -$2.09K
DY icon
664
Dycom Industries
DY
$12.9B
$642K 0.01%
13,611
+1,001
+8% +$48.7K
IYE icon
665
iShares US Energy ETF
IYE
$1.74B
$638K 0.01%
19,871
-565
-3% -$17.8K
LMBS icon
666
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$633K 0.01%
12,212
+2,287
+23% +$119K
ARKK icon
667
ARK Innovation ETF
ARKK
$5.89B
$632K 0.01%
12,621
-8,128
-39% -$378K
MRCC
668
DELISTED
Monroe Capital Corp
MRCC
$627K 0.01%
57,780
-12
-0% -$132
TPL icon
669
Texas Pacific Land
TPL
$28.9B
$625K 0.01%
7,200
– –
VAW icon
670
Vanguard Materials ETF
VAW
$3B
$621K 0.01%
4,631
+126
+3% +$16.2K
LYV icon
671
Live Nation Entertainment
LYV
$41.2B
$620K 0.01%
8,678
-3,472
-29% -$235K
NEA icon
672
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$620K 0.01%
43,115
+21,053
+95% +$299K
ROK icon
673
Rockwell Automation
ROK
$51.4B
$615K 0.01%
3,036
+991
+48% +$184K
SAFE
674
DELISTED
Safehold Inc.
SAFE
$612K 0.01%
+15,176
New +$557K
CINF icon
675
Cincinnati Financial
CINF
$28.3B
$611K 0.01%
5,816
-56
-1% -$6.12K
25 26
27
28 29

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Stephens Inc's Q4 2019 Portfolio in Review

As of Q4 2019, Stephens Inc held 1,226 positions worth $4.77B, up 5% from $4.55B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2019 filing shows 80 new, 413 increased, 589 reduced and 82 closed positions. Its largest new stake was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M. The largest sale was Invesco Senior Loan ETF, an estimated $21.4M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 8.7% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q4 2019 buy was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M.
  • Stephens Inc added most to Coca-Cola in Q4 2019, an estimated $40.3M increase.
  • Stephens Inc's biggest Q4 2019 reduction was Invesco Senior Loan ETF, cutting an estimated $21.4M.
  • Stephens Inc fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $8.16M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.77B portfolio in Q4 2019.
  • Stephens Inc opened 80 new positions and closed 82 in Q4 2019.
  • Stephens Inc's portfolio value rose 5% quarter-over-quarter to $4.77B.

Based on Stephens Inc's 13F filing for Q4 2019, filed 14 Feb 2020.