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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.67B
AUM Growth
-$95.4M
Cap. Flow
-$228M
Cap. Flow %
-8.55%
Top 10 Hldgs %
20.8%
Holding
737
New
34
Increased
285
Reduced
349
Closed
50

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$15.3M
2
JCI icon
Johnson Controls International
JCI
+$4.35M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$3.56M
4
UPS icon
United Parcel Service
UPS
+$3.41M
5
LUMN icon
Lumen
LUMN
+$3.41M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$64.3M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$50.4M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$37.4M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$37.4M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 9.7%
2 Consumer Staples 7.76%
3 Technology 7.32%
4 Healthcare 7%
5 Industrials 6.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HES
651
DELISTED
Hess
HES
$203K 0.01%
+4,269
New +$193K
CG icon
652
Carlyle Group
CG
$16.7B
$202K 0.01%
8,827
– –
GARS
653
DELISTED
Garrison Capital Inc.
GARS
$200K 0.01%
24,721
-2,720
-10% -$22.7K
CGNX icon
654
Cognex
CGNX
$10.2B
$199K 0.01%
3,254
-404
-11% -$25.7K
BWP
655
DELISTED
Boardwalk Pipeline Partners
BWP
$199K 0.01%
15,414
-1,419
-8% -$20.1K
ENLK
656
DELISTED
EnLink Midstream Partners, LP
ENLK
$198K 0.01%
12,875
-310
-2% -$4.87K
OII icon
657
Oceaneering
OII
$5.19B
$188K 0.01%
8,887
-1,617
-15% -$34.4K
DBE icon
658
Invesco DB Energy Fund
DBE
$87.8M
$181K 0.01%
12,460
– –
CVA
659
DELISTED
Covanta Holding Corporation
CVA
$178K 0.01%
10,526
-1,332
-11% -$20.6K
PBI icon
660
Pitney Bowes
PBI
$2.46B
$174K 0.01%
15,591
-59,322
-79% -$699K
GG
661
DELISTED
Goldcorp Inc
GG
$169K 0.01%
13,270
-83
-0.6% -$1.07K
AUY
662
DELISTED
Yamana Gold, Inc.
AUY
$166K 0.01%
53,102
+2,603
+5% +$6.95K
ABDC
663
DELISTED
Alcentra Capital Corp
ABDC
$159K 0.01%
18,902
-4,719
-20% -$42K
ZF
664
DELISTED
Virtus Total Return Fund Inc.
ZF
$140K 0.01%
10,846
-3,839
-26% -$48.8K
IAU icon
665
iShares Gold Trust
IAU
$63.4B
$139K 0.01%
5,564
-245
-4% -$6.01K
PSP icon
666
Invesco Global Listed Private Equity ETF
PSP
$230M
$139K 0.01%
+2,239
New +$141K
OXSQ icon
667
Oxford Square Capital
OXSQ
$148M
$132K ﹤0.01%
22,928
+3,000
+15% +$18.7K
PFX icon
668
PhenixFIN
PFX
$84.1M
$129K ﹤0.01%
1,233
+105
+9% +$12K
USA icon
669
Liberty All-Star Equity Fund
USA
$1.76B
$126K ﹤0.01%
19,922
-1,626
-8% -$9.97K
GAB icon
670
Gabelli Equity Trust
GAB
$1.75B
$123K ﹤0.01%
+20,306
New +$124K
ALB icon
671
Albemarle
ALB
$13.7B
$115K ﹤0.01%
+900
New +$122K
PNNT
672
Pennant Park Investment Corp
PNNT
$219M
$105K ﹤0.01%
15,143
-1,270
-8% -$9.4K
MGPI icon
673
MGP Ingredients
MGPI
$384M
$102K ﹤0.01%
1,330
-113
-8% -$7.96K
XLNX
674
DELISTED
Xilinx Inc
XLNX
$98K ﹤0.01%
1,455
+474
+48% +$33.6K
ANH
675
DELISTED
Anworth Mortgage Asset Corporation
ANH
$98K ﹤0.01%
18,018
+805
+5% +$4.59K
25 26
27
28 29

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Stephens Inc's Q4 2017 Portfolio in Review

As of Q4 2017, Stephens Inc held 737 positions worth $2.67B, down 3.4% from $2.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc withdrew a net $228M in Q4 2017, closing 50 positions and reducing 349 holdings. Its most notable exit was State Street SPDR S&P Insurance ETF, an estimated $1.93M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Technology.

Against the trend, Stephens Inc opened a new position in iShares US Basic Materials ETF worth $2.33M.

  • Stephens Inc's largest Q4 2017 buy was iShares US Basic Materials ETF: 22,852 shares worth $2.33M.
  • Stephens Inc added most to iShares Select Dividend ETF in Q4 2017, an estimated $15.3M increase.
  • Stephens Inc's biggest Q4 2017 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $64.3M.
  • Stephens Inc fully exited State Street SPDR S&P Insurance ETF in Q4 2017, selling an estimated $1.93M.
  • Stephens Inc's ten largest holdings make up 21% of its $2.67B portfolio in Q4 2017.
  • Stephens Inc opened 34 new positions and closed 50 in Q4 2017.
  • Stephens Inc's portfolio value fell 3.4% quarter-over-quarter to $2.67B.

Based on Stephens Inc's 13F filing for Q4 2017, filed 5 Feb 2018.