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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.02B
AUM Growth
+$36.1M
Cap. Flow
+$87.1M
Cap. Flow %
4.31%
Top 10 Hldgs %
28.18%
Holding
916
New
73
Increased
440
Reduced
241
Closed
105

Top Buys

Rank Stock Value
1
BKD icon
Brookdale Senior Living
BKD
+$5.76M
2
PG icon
Procter & Gamble
PG
+$4.78M
3
GSK icon
GSK
GSK
+$4.49M
4
T icon
AT&T
T
+$4.26M
5
TUMI
TUMI HLDGS INC COM
TUMI
+$4.18M

Top Sells

Rank Stock Value
1
CHRD icon
Chord Energy
CHRD
+$5.42M
2
PWR icon
Quanta Services
PWR
+$5.37M
3
ESC
EMERITUS CORP
ESC
+$5.25M
4
BAS
Basis Energy Services, Inc.
BAS
+$4.61M
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$4.18M

Sector Composition

Rank Sector Weight
1 Energy 8.98%
2 Healthcare 7.49%
3 Industrials 7.29%
4 Financials 7.11%
5 Technology 6.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RHT
651
DELISTED
Red Hat Inc
RHT
$250K 0.01%
4,449
-5
-0.1% -$292
IYF icon
652
iShares US Financials ETF
IYF
$4.68B
$249K 0.01%
5,950
-150
-2% -$6.29K
PNY
653
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$249K 0.01%
7,414
+150
+2% +$5.38K
EIS icon
654
iShares MSCI Israel ETF
EIS
$892M
$248K 0.01%
4,873
-587
-11% -$30.2K
CM icon
655
Canadian Imperial Bank of Commerce
CM
$108B
$247K 0.01%
5,568
+744
+15% +$34.2K
IVV icon
656
iShares Core S&P 500 ETF
IVV
$869B
$247K 0.01%
+1,248
New +$248K
TAST
657
DELISTED
Carrols Restaurant Group, Inc.
TAST
$247K 0.01%
34,719
-16,231
-32% -$117K
PB icon
658
Prosperity Bancshares
PB
$8.69B
$246K 0.01%
4,295
– –
EIRL icon
659
iShares MSCI Ireland ETF
EIRL
$75.7M
$245K 0.01%
7,119
-871
-11% -$30.6K
PBPB
660
DELISTED
Potbelly
PBPB
$245K 0.01%
21,000
+4,400
+27% +$54.2K
BR icon
661
Broadridge
BR
$17.7B
$244K 0.01%
5,858
-31
-0.5% -$1.29K
NE
662
DELISTED
Noble Corporation
NE
$243K 0.01%
10,923
+1,074
+11% +$29K
TEL icon
663
TE Connectivity
TEL
$60.2B
$242K 0.01%
4,380
-348
-7% -$21.6K
AME icon
664
Ametek
AME
$55.7B
$241K 0.01%
4,790
+425
+10% +$22.1K
DDS icon
665
Dillards
DDS
$8.96B
$240K 0.01%
2,205
-25
-1% -$2.91K
PRGO icon
666
Perrigo
PRGO
$1.4B
$239K 0.01%
1,594
-921
-37% -$137K
ROOF
667
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$239K 0.01%
9,555
+1,315
+16% +$34.6K
QGENF
668
DELISTED
QIAGEN NV
QGENF
$238K 0.01%
10,462
+4,022
+62% +$91.5K
EMLP icon
669
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$237K 0.01%
+8,719
New +$237K
FXO icon
670
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$237K 0.01%
10,853
+1,407
+15% +$31.2K
CONN
671
DELISTED
Conn's Inc.
CONN
$237K 0.01%
7,823
-9,654
-55% -$376K
PFX icon
672
PhenixFIN
PFX
$84.1M
$235K 0.01%
996
+25
+3% +$6.4K
TBT icon
673
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$294M
$235K 0.01%
4,180
– –
NBL
674
DELISTED
Noble Energy, Inc.
NBL
$235K 0.01%
3,437
-81
-2% -$5.76K
FTW
675
DELISTED
First Trust Taiwan AlphaDEX Fund
FTW
$235K 0.01%
+6,665
New +$253K
25 26
27
28 29

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Stephens Inc's Q3 2014 Portfolio in Review

As of Q3 2014, Stephens Inc held 916 positions worth $2.02B, up 1.8% from $1.99B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Stephens Inc deployed $87.1M of net new capital in Q3 2014, opening 73 new positions and adding to 440 existing holdings. Its largest new stake was Brookdale Senior Living: 168,999 shares worth $5.45M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 9% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Chord Energy, an estimated $5.42M trimmed.

  • Stephens Inc's largest Q3 2014 buy was Brookdale Senior Living: 168,999 shares worth $5.45M.
  • Stephens Inc added most to Procter & Gamble in Q3 2014, an estimated $4.78M increase.
  • Stephens Inc's biggest Q3 2014 reduction was Chord Energy, cutting an estimated $5.42M.
  • Stephens Inc fully exited Quanta Services in Q3 2014, selling an estimated $5.37M.
  • Stephens Inc's ten largest holdings make up 28% of its $2.02B portfolio in Q3 2014.
  • Stephens Inc opened 73 new positions and closed 105 in Q3 2014.
  • Stephens Inc's portfolio value rose 1.8% quarter-over-quarter to $2.02B.

Based on Stephens Inc's 13F filing for Q3 2014, filed 14 Nov 2014.