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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBL
651
DELISTED
Noble Energy, Inc.
NBL
$251K 0.01%
3,531
+135
+4% +$8.94K
CALD
652
DELISTED
Callidus Software, Inc.
CALD
$251K 0.01%
20,048
-53,952
-73% -$709K
XHB icon
653
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
$250K 0.01%
7,693
-296
-4% -$9.61K
TRN icon
654
Trinity Industries
TRN
$2.99B
$248K 0.01%
9,579
-2,958
-24% -$68.2K
E icon
655
ENI
E
$78B
$247K 0.01%
4,914
+394
+9% +$18.7K
CS
656
DELISTED
Credit Suisse Group
CS
$245K 0.01%
7,553
– –
MS icon
657
Morgan Stanley
MS
$322B
$244K 0.01%
7,839
+50
+0.6% +$1.54K
VSH icon
658
Vishay Intertechnology
VSH
$4.63B
$244K 0.01%
16,375
+1,195
+8% +$16.8K
BGG
659
DELISTED
Briggs & Stratton Corp.
BGG
$243K 0.01%
10,905
+155
+1% +$3.38K
EW icon
660
Edwards Lifesciences
EW
$49.1B
$242K 0.01%
19,560
-1,170
-6% -$13.5K
ITRI icon
661
Itron
ITRI
$4.52B
$242K 0.01%
6,804
+99
+1% +$3.75K
LQDT icon
662
Liquidity Services
LQDT
$1.19B
$242K 0.01%
+9,298
New +$226K
XLE icon
663
State Street Energy Select Sector SPDR ETF
XLE
$39.1B
$242K 0.01%
5,444
-1,018
-16% -$43.9K
FTNT icon
664
Fortinet
FTNT
$107B
$241K 0.01%
54,760
+22,700
+71% +$99.3K
ENB icon
665
Enbridge
ENB
$120B
$240K 0.01%
+5,270
New +$228K
USO icon
666
United States Oil Fund
USO
$2.14B
$239K 0.01%
+816
New +$231K
GL icon
667
Globe Life
GL
$13.9B
$238K 0.01%
4,545
+87
+2% +$4.47K
CLR
668
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$238K 0.01%
3,826
+76
+2% +$4.33K
TT icon
669
Trane Technologies
TT
$98.7B
$236K 0.01%
4,125
-120
-3% -$7.15K
CDNS icon
670
Cadence Design Systems
CDNS
$93.6B
$235K 0.01%
15,113
-1,632
-10% -$24.2K
WEC icon
671
WEC Energy
WEC
$36.5B
$234K 0.01%
5,022
-250
-5% -$10.8K
DAR icon
672
Darling Ingredients
DAR
$9.27B
$233K 0.01%
11,646
-4,224
-27% -$84.7K
IYF icon
673
iShares US Financials ETF
IYF
$4.68B
$233K 0.01%
5,700
+250
+5% +$9.99K
LLL
674
DELISTED
L3 Technologies, Inc.
LLL
$233K 0.01%
1,968
-37
-2% -$4.14K
ROC
675
DELISTED
ROCKWOOD HLDGS INC
ROC
$231K 0.01%
3,104
+40
+1% +$2.95K
25 26
27
28 29

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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.