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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTI icon
651
TechnipFMC
FTI
$30.3B
$246K 0.01%
5,970
+3,165
+113% +$130K
ROP icon
652
Roper Technologies
ROP
$35.1B
$246K 0.01%
1,852
-45
-2% -$5.78K
XHB icon
653
State Street SPDR S&P Homebuilders ETF
XHB
$1.71B
$245K 0.01%
8,016
+717
+10% +$21.4K
TSC
654
DELISTED
TriState Capital Holdings, Inc.
TSC
$245K 0.01%
19,000
-69,350
-78% -$906K
ROC
655
DELISTED
ROCKWOOD HLDGS INC
ROC
$245K 0.01%
+3,666
New +$242K
VRSK icon
656
Verisk Analytics
VRSK
$25.3B
$243K 0.01%
3,745
+2,450
+189% +$155K
PBYI icon
657
Puma Biotechnology
PBYI
$408M
$241K 0.01%
+4,500
New +$243K
PH icon
658
Parker-Hannifin
PH
$124B
$241K 0.01%
+2,216
New +$228K
CLR
659
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$241K 0.01%
+4,490
New +$215K
FEP icon
660
First Trust Europe AlphaDEX Fund
FEP
$511M
$238K 0.01%
7,722
-1,060
-12% -$31.3K
HYS icon
661
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$237K 0.01%
+2,255
New +$236K
NOW icon
662
ServiceNow
NOW
$95.1B
$235K 0.01%
+22,625
New +$208K
RPG icon
663
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$234K 0.01%
18,455
– –
VOT icon
664
Vanguard Mid-Cap Growth ETF
VOT
$19.2B
$231K 0.01%
2,708
-31
-1% -$2.57K
CS
665
DELISTED
Credit Suisse Group
CS
$231K 0.01%
+7,567
New +$225K
WPC icon
666
W.P. Carey
WPC
$16.7B
$230K 0.01%
+3,626
New +$239K
SBAC icon
667
SBA Communications
SBAC
$18.5B
$229K 0.01%
2,840
-640
-18% -$48.5K
RY icon
668
Royal Bank of Canada
RY
$290B
$228K 0.01%
3,543
-1,609
-31% -$99.9K
CVD
669
DELISTED
COVANCE INC.
CVD
$228K 0.01%
2,635
+1,440
+121% +$119K
VGK icon
670
Vanguard FTSE Europe ETF
VGK
$29.8B
$227K 0.01%
4,170
– –
GL icon
671
Globe Life
GL
$13.3B
$226K 0.01%
4,676
-322
-6% -$15.1K
EDG
672
DELISTED
EDGEN GROUP INC CLASS A COM STK
EDG
$226K 0.01%
29,800
+6,300
+27% +$48.1K
BCR
673
DELISTED
CR Bard Inc.
BCR
$226K 0.01%
1,961
-1,223
-38% -$140K
RHT
674
DELISTED
Red Hat Inc
RHT
$226K 0.01%
4,902
+2,070
+73% +$105K
PRA
675
DELISTED
ProAssurance
PRA
$225K 0.01%
4,990
+2,980
+148% +$149K
25 26
27
28 29

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.