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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INGR icon
626
Ingredion
INGR
$6.38B
$619K 0.01%
6,317
-407
-6% -$37.5K
IBDQ
627
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$615K 0.01%
25,290
– –
IHI icon
628
iShares US Medical Devices ETF
IHI
$3.02B
$612K 0.01%
11,645
+1,920
+20% +$97.4K
VV icon
629
Vanguard Large-Cap ETF
VV
$51.9B
$611K 0.01%
3,510
+812
+30% +$142K
LTHM
630
DELISTED
Livent Corporation
LTHM
$611K 0.01%
30,730
+13,987
+84% +$383K
FIS icon
631
Fidelity National Information Services
FIS
$21.5B
$610K 0.01%
8,987
+5,035
+127% +$358K
MRSH
632
Marsh
MRSH
$86.3B
$609K 0.01%
3,683
+1,252
+52% +$205K
ALB icon
633
Albemarle
ALB
$13.5B
$608K 0.01%
2,804
-2,899
-51% -$773K
NVS icon
634
Novartis
NVS
$295B
$607K 0.01%
6,690
-1,469
-18% -$124K
EFV icon
635
iShares MSCI EAFE Value ETF
EFV
$27.6B
$605K 0.01%
13,181
– –
BIZD icon
636
VanEck BDC Income ETF
BIZD
$1.58B
$602K 0.01%
42,537
+1,300
+3% +$19K
PHG icon
637
Philips
PHG
$25.4B
$595K 0.01%
46,328
-112,583
-71% -$1.36M
YUMC icon
638
Yum China
YUMC
$14.9B
$592K 0.01%
10,841
-560
-5% -$28.5K
COWZ icon
639
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$588K 0.01%
12,717
-2,077
-14% -$96.7K
GSBD icon
640
Goldman Sachs BDC
GSBD
$975M
$588K 0.01%
42,857
– –
CFO icon
641
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$415M
$587K 0.01%
9,170
+107
+1% +$7.06K
NXTG icon
642
First Trust Indxx NextG ETF
NXTG
$537M
$586K 0.01%
9,610
-15
-0.2% -$898
FMAY icon
643
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$585K 0.01%
16,625
– –
DSGX icon
644
Descartes Systems
DSGX
$5.84B
$580K 0.01%
8,326
-60
-0.7% -$4.1K
VICI icon
645
VICI Properties
VICI
$29.4B
$580K 0.01%
17,896
+86
+0.5% +$2.76K
VXF icon
646
Vanguard Extended Market ETF
VXF
$30.3B
$580K 0.01%
4,364
-1,225
-22% -$166K
LDUR icon
647
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.36B
$577K 0.01%
6,125
– –
IYE icon
648
iShares US Energy ETF
IYE
$1.74B
$574K 0.01%
12,350
– –
IHF icon
649
iShares US Healthcare Providers ETF
IHF
$1.18B
$574K 0.01%
10,715
+10
+0.1% +$537
FBT icon
650
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$572K 0.01%
3,709
-540
-13% -$79.7K
24 25
26
27 28

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MT
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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.