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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXD icon
626
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$628K 0.01%
14,599
– –
GL icon
627
Globe Life
GL
$13.5B
$623K 0.01%
6,247
-175
-3% -$17.6K
GRX
628
Gabelli Healthcare & Wellness Trust
GRX
$141M
$623K 0.01%
65,550
+5,875
+10% +$65.5K
IEF icon
629
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$622K 0.01%
6,481
+1,200
+23% +$122K
NVS icon
630
Novartis
NVS
$295B
$620K 0.01%
8,159
-766
-9% -$63.5K
PH icon
631
Parker-Hannifin
PH
$125B
$620K 0.01%
2,559
+35
+1% +$9.47K
GSBD icon
632
Goldman Sachs BDC
GSBD
$975M
$619K 0.01%
42,857
-9,865
-19% -$167K
TRP icon
633
TC Energy
TRP
$73.5B
$617K 0.01%
15,308
-417
-3% -$20.7K
CPRT icon
634
Copart
CPRT
$25.9B
$615K 0.01%
23,104
-1,564
-6% -$46.6K
IBDQ
635
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$610K 0.01%
25,290
– –
SBNY
636
DELISTED
Signature Bank
SBNY
$608K 0.01%
4,029
-108
-3% -$19.6K
COWZ icon
637
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$607K 0.01%
14,794
-101,895
-87% -$4.58M
IEUR icon
638
iShares Core MSCI Europe ETF
IEUR
$8.66B
$607K 0.01%
15,352
-13,314
-46% -$592K
TRGP icon
639
Targa Resources
TRGP
$60.4B
$603K 0.01%
9,996
+26
+0.3% +$1.71K
VLU icon
640
State Street SPDR S&P 1500 Value Tilt ETF
VLU
$745M
$603K 0.01%
4,790
– –
BSMN
641
DELISTED
Invesco BulletShares 2023 Municipal Bond ETF
BSMN
$602K 0.01%
24,300
-4,650
-16% -$117K
CME icon
642
CME Group
CME
$92.2B
$600K 0.01%
3,386
-1,176
-26% -$232K
RCL icon
643
Royal Caribbean
RCL
$78.7B
$600K 0.01%
15,826
+68
+0.4% +$2.75K
TTWO icon
644
Take-Two Interactive
TTWO
$43B
$600K 0.01%
5,509
-872
-14% -$108K
ONON icon
645
On Holding
ONON
$11.9B
$599K 0.01%
37,350
+22,150
+146% +$442K
NOBL icon
646
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$595K 0.01%
14,890
+1,818
+14% +$80.4K
BSMO
647
DELISTED
Invesco BulletShares 2024 Municipal Bond ETF
BSMO
$595K 0.01%
24,425
-4,625
-16% -$115K
IDXX icon
648
Idexx Laboratories
IDXX
$42.9B
$591K 0.01%
1,813
+190
+12% +$69.8K
DNOW icon
649
DNOW Inc
DNOW
$2.63B
$590K 0.01%
58,700
+18,947
+48% +$205K
EMLP icon
650
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$589K 0.01%
23,676
+19
+0.1% +$517
24 25
26
27 28

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.