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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLKB icon
626
Blackbaud
BLKB
$1.65B
$982K 0.02%
13,813
+1,111
+9% +$76.7K
OGE icon
627
OGE Energy
OGE
$10.3B
$980K 0.02%
30,293
+23,104
+321% +$728K
BIZD icon
628
VanEck BDC Income ETF
BIZD
$1.62B
$978K 0.02%
60,392
-1,954
-3% -$29.6K
SIVB
629
DELISTED
SVB Financial Group
SIVB
$978K 0.02%
1,982
+433
+28% +$213K
SPG icon
630
Simon Property Group
SPG
$76.5B
$976K 0.02%
8,583
-7,334
-46% -$765K
PFPT
631
DELISTED
Proofpoint, Inc.
PFPT
$970K 0.02%
7,708
+3,891
+102% +$507K
DOV icon
632
Dover
DOV
$27.5B
$967K 0.02%
7,054
+3,340
+90% +$425K
GDV icon
633
Gabelli Dividend & Income Trust
GDV
$2.62B
$962K 0.02%
40,158
+2,328
+6% +$53.2K
CTLT
634
DELISTED
CATALENT, INC.
CTLT
$955K 0.02%
9,070
-117
-1% -$13.1K
PAA icon
635
Plains All American Pipeline
PAA
$17.1B
$952K 0.02%
104,605
-151
-0.1% -$1.38K
DPZ icon
636
Domino's
DPZ
$11.7B
$950K 0.02%
2,583
+177
+7% +$65.3K
RDIV icon
637
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$946K 0.02%
23,770
+5,045
+27% +$189K
FEI
638
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$946K 0.02%
136,950
– –
STAA icon
639
STAAR Surgical
STAA
$1.1B
$941K 0.02%
8,929
-45
-0.5% -$4.51K
CI icon
640
Cigna
CI
$78.9B
$937K 0.02%
3,877
+28
+0.7% +$6.24K
INVH icon
641
Invitation Homes
INVH
$17.8B
$937K 0.02%
29,291
-29,912
-51% -$897K
KTOS icon
642
Kratos Defense & Security Solutions
KTOS
$8.99B
$936K 0.02%
34,299
-30,071
-47% -$843K
EFV icon
643
iShares MSCI EAFE Value ETF
EFV
$28.4B
$934K 0.02%
18,318
– –
IYE icon
644
iShares US Energy ETF
IYE
$1.68B
$931K 0.02%
35,486
+15,317
+76% +$377K
GOVT icon
645
iShares US Treasury Bond ETF
GOVT
$43.9B
$928K 0.02%
35,426
+11,795
+50% +$315K
FNX icon
646
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$927K 0.02%
9,885
-365
-4% -$33.1K
SLV icon
647
iShares Silver Trust
SLV
$27.7B
$922K 0.02%
40,614
+11,198
+38% +$273K
SHV icon
648
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$915K 0.02%
8,281
+5,643
+214% +$624K
JNK icon
649
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$908K 0.01%
8,343
+2,002
+32% +$217K
NEE.PRP
650
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$908K 0.01%
18,341
+710
+4% +$36.3K
24 25
26
27 28

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.