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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.77B
AUM Growth
+$228M
Cap. Flow
-$13.5M
Cap. Flow %
-0.28%
Top 10 Hldgs %
18.87%
Holding
1,226
New
80
Increased
413
Reduced
589
Closed
82

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$40.3M
2
GBDC icon
Golub Capital BDC
GBDC
+$19.7M
3
MAR icon
Marriott International
MAR
+$10M
4
AAPL icon
Apple
AAPL
+$9.85M
5
TFC icon
Truist Financial
TFC
+$8.89M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$21.4M
2
DXPE icon
DXP Enterprises
DXPE
+$20.8M
3
STI
SunTrust Banks, Inc.
STI
+$8.16M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$5M
5
CNP icon
CenterPoint Energy
CNP
+$4.37M

Sector Composition

Rank Sector Weight
1 Financials 9.56%
2 Technology 7.61%
3 Healthcare 6.87%
4 Consumer Staples 5.89%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SU icon
626
Suncor Energy
SU
$77.7B
$746K 0.02%
22,755
-2,999
-12% -$93.6K
ZNGA
627
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$745K 0.02%
121,811
-5,087
-4% -$31.5K
CE icon
628
Celanese
CE
$5.09B
$743K 0.02%
6,036
-326
-5% -$40.1K
RFG icon
629
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$343M
$737K 0.02%
24,050
-860
-3% -$25.3K
JPST icon
630
JPMorgan Ultra-Short Income ETF
JPST
$40B
$736K 0.02%
14,600
-200
-1% -$10.1K
HQH
631
abrdn Healthcare Investors
HQH
$1.23B
$731K 0.02%
35,005
+2,491
+8% +$49.3K
ACC
632
DELISTED
American Campus Communities, Inc.
ACC
$730K 0.02%
15,526
-485
-3% -$23.2K
COR
633
DELISTED
Coresite Realty Corporation
COR
$725K 0.02%
6,464
+191
+3% +$22.1K
VCR icon
634
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$719K 0.02%
3,796
-40
-1% -$7.32K
GFY
635
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$715K 0.02%
42,809
-2,533
-6% -$41.7K
BFH icon
636
Bread Financial
BFH
$4.21B
$714K 0.02%
7,970
-2,360
-23% -$208K
CCL icon
637
Carnival Corporation Ltd
CCL
$36.1B
$713K 0.01%
14,026
+380
+3% +$17K
NXST icon
638
Nexstar Media Group
NXST
$5.6B
$713K 0.01%
6,082
-454
-7% -$47.5K
RITM icon
639
Rithm Capital
RITM
$5.09B
$706K 0.01%
43,832
-4,413
-9% -$69.3K
HYLS icon
640
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$701K 0.01%
14,369
-200
-1% -$9.66K
FXH icon
641
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$700K 0.01%
8,314
-185
-2% -$14.7K
TPIC
642
DELISTED
TPI Composites
TPIC
$700K 0.01%
37,810
+415
+1% +$7.62K
PKG icon
643
Packaging Corp of America
PKG
$22.7B
$696K 0.01%
6,218
-517
-8% -$57.1K
TPVG icon
644
TriplePoint Venture Growth BDC
TPVG
$180M
$694K 0.01%
+48,785
New +$747K
QVCGA
645
DELISTED
QVC Group Inc Series A
QVCGA
$691K 0.01%
1,687
+923
+121% +$416K
PNR icon
646
Pentair
PNR
$10.2B
$686K 0.01%
14,957
+3,535
+31% +$149K
AVLR
647
DELISTED
Avalara, Inc.
AVLR
$685K 0.01%
+9,348
New +$679K
TEI
648
Templeton Emerging Markets Income Fund
TEI
$310M
$682K 0.01%
74,204
-3,084
-4% -$27.8K
KTOS icon
649
Kratos Defense & Security Solutions
KTOS
$8.88B
$681K 0.01%
37,833
-52,514
-58% -$974K
DPZ icon
650
Domino's
DPZ
$11B
$679K 0.01%
2,311
-4,423
-66% -$1.22M
24 25
26
27 28

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Stephens Inc's Q4 2019 Portfolio in Review

As of Q4 2019, Stephens Inc held 1,226 positions worth $4.77B, up 5% from $4.55B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2019 filing shows 80 new, 413 increased, 589 reduced and 82 closed positions. Its largest new stake was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M. The largest sale was Invesco Senior Loan ETF, an estimated $21.4M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 8.7% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q4 2019 buy was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M.
  • Stephens Inc added most to Coca-Cola in Q4 2019, an estimated $40.3M increase.
  • Stephens Inc's biggest Q4 2019 reduction was Invesco Senior Loan ETF, cutting an estimated $21.4M.
  • Stephens Inc fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $8.16M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.77B portfolio in Q4 2019.
  • Stephens Inc opened 80 new positions and closed 82 in Q4 2019.
  • Stephens Inc's portfolio value rose 5% quarter-over-quarter to $4.77B.

Based on Stephens Inc's 13F filing for Q4 2019, filed 14 Feb 2020.