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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+12.77%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.22B
AUM Growth
+$691M
Cap. Flow
+$264M
Cap. Flow %
6.26%
Top 10 Hldgs %
17.36%
Holding
1,230
New
124
Increased
542
Reduced
428
Closed
60

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$46M
2
IAU icon
iShares Gold Trust
IAU
+$24M
3
BND icon
Vanguard Total Bond Market
BND
+$13.4M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$13.1M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SBNY
Signature Bank
SBNY
+$5.37M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.95M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.51M
5
ARKK icon
ARK Innovation ETF
ARKK
+$3.41M

Sector Composition

Rank Sector Weight
1 Financials 8.04%
2 Technology 7.79%
3 Healthcare 7.35%
4 Industrials 6.21%
5 Consumer Staples 5.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNX icon
626
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$779K 0.02%
11,620
– –
WSO icon
627
Watsco Inc
WSO
$15.1B
$779K 0.02%
5,436
+3,456
+175% +$496K
AZPN
628
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$779K 0.02%
7,476
-48
-0.6% -$5K
LOPE icon
629
Grand Canyon Education
LOPE
$3.99B
$774K 0.02%
6,761
+902
+15% +$93K
BWXT icon
630
BWX Technologies
BWXT
$15.5B
$771K 0.02%
15,543
-347
-2% -$16.4K
QRVO icon
631
Qorvo
QRVO
$8.09B
$769K 0.02%
10,724
-776
-7% -$51.4K
CDNS icon
632
Cadence Design Systems
CDNS
$95.1B
$760K 0.02%
11,972
-109
-0.9% -$5.77K
COF icon
633
Capital One
COF
$130B
$758K 0.02%
9,276
+1,629
+21% +$132K
ALSN icon
634
Allison Transmission
ALSN
$10B
$757K 0.02%
16,851
+8,481
+101% +$403K
MAT icon
635
Mattel
MAT
$4.49B
$756K 0.02%
58,165
+2,535
+5% +$33.9K
SPEM icon
636
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$747K 0.02%
20,881
+2,281
+12% +$79.4K
ROST icon
637
Ross Stores
ROST
$80.5B
$746K 0.02%
8,012
+857
+12% +$78.6K
TD icon
638
Toronto Dominion Bank
TD
$199B
$746K 0.02%
13,726
-10,417
-43% -$576K
BTZ icon
639
BlackRock Credit Allocation Income Trust
BTZ
$933M
$744K 0.02%
59,928
+2
+0% +$24
BYLD icon
640
iShares Yield Optimized Bond ETF
BYLD
$449M
$744K 0.02%
30,095
– –
UPGD icon
641
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
$742K 0.02%
16,983
– –
EXR icon
642
Extra Space Storage
EXR
$32.2B
$741K 0.02%
7,275
-637
-8% -$61.2K
CQP icon
643
Cheniere Energy
CQP
$31B
$740K 0.02%
17,651
+200
+1% +$8.24K
FXH icon
644
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$735K 0.02%
9,624
+120
+1% +$8.95K
WCN
645
Waste Connections
WCN
$42.7B
$732K 0.02%
8,259
+1,000
+14% +$82.4K
LVHD icon
646
Franklin US Low Volatility High Dividend Index ETF
LVHD
$642M
$729K 0.02%
22,905
+95
+0.4% +$2.92K
NATI
647
DELISTED
National Instruments Corp
NATI
$728K 0.02%
16,404
-344
-2% -$15.6K
GFY
648
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$725K 0.02%
45,559
-1,019
-2% -$16.2K
PGX icon
649
Invesco Preferred ETF
PGX
$3.81B
$723K 0.02%
49,862
-14,315
-22% -$204K
FXD icon
650
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$720K 0.02%
17,099
-1,400
-8% -$57.1K
24 25
26
27 28

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Stephens Inc's Q1 2019 Portfolio in Review

As of Q1 2019, Stephens Inc held 1,230 positions worth $4.22B, up 20% from $3.52B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Stephens Inc deployed $264M of net new capital in Q1 2019, opening 124 new positions and adding to 542 existing holdings. Its largest new stake was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $13.3M trimmed.

  • Stephens Inc's largest Q1 2019 buy was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.
  • Stephens Inc added most to Vanguard Total Stock Market ETF in Q1 2019, an estimated $46M increase.
  • Stephens Inc's biggest Q1 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $13.3M.
  • Stephens Inc fully exited Innovator US Equity Ultra Buffer ETF October in Q1 2019, selling an estimated $1.88M.
  • Stephens Inc's ten largest holdings make up 17% of its $4.22B portfolio in Q1 2019.
  • Stephens Inc opened 124 new positions and closed 60 in Q1 2019.
  • Stephens Inc's portfolio value rose 20% quarter-over-quarter to $4.22B.

Based on Stephens Inc's 13F filing for Q1 2019, filed 3 May 2019.