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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMAX icon
626
IMAX
IMAX
$2.41B
$271K 0.01%
8,964
+4,930
+122% +$133K
TRN icon
627
Trinity Industries
TRN
$2.92B
$271K 0.01%
16,571
-764
-4% -$11.3K
HRL icon
628
Hormel Foods
HRL
$13.8B
$267K 0.01%
12,662
-50
-0.4% -$1.05K
CHK.PRD
629
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$267K 0.01%
3,020
+175
+6% +$15.7K
PB icon
630
Prosperity Bancshares
PB
$8.71B
$266K 0.01%
4,295
– –
CPAY icon
631
Corpay
CPAY
$23.8B
$266K 0.01%
+2,415
New +$236K
WAGE
632
DELISTED
WageWorks, Inc.
WAGE
$266K 0.01%
5,275
+3,180
+152% +$131K
LNT icon
633
Alliant Energy
LNT
$19.2B
$265K 0.01%
10,694
+350
+3% +$8.95K
XLE icon
634
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$263K 0.01%
6,354
-572
-8% -$23.6K
KSU
635
DELISTED
Kansas City Southern
KSU
$261K 0.01%
2,390
-10
-0.4% -$1.1K
CVY icon
636
Invesco Zacks Multi-Asset Income ETF
CVY
$122M
$259K 0.01%
10,910
-119
-1% -$2.83K
SMG icon
637
ScottsMiracle-Gro
SMG
$3.93B
$258K 0.01%
4,680
– –
ALTR
638
DELISTED
Altera Corp
ALTR
$258K 0.01%
+6,941
New +$249K
LVS icon
639
Las Vegas Sands
LVS
$30.5B
$257K 0.01%
+3,874
New +$225K
URS
640
DELISTED
URS CORP
URS
$257K 0.01%
4,785
+50
+1% +$2.48K
CTRA
641
DELISTED
Coterra Energy
CTRA
$255K 0.01%
6,845
-445
-6% -$16.7K
CATM
642
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$255K 0.01%
6,868
+3,915
+133% +$132K
MSM icon
643
MSC Industrial Direct
MSM
$7.03B
$253K 0.01%
3,116
+1,745
+127% +$139K
AMT icon
644
American Tower
AMT
$76.7B
$252K 0.01%
3,401
-24,988
-88% -$1.8M
SYK icon
645
Stryker
SYK
$122B
$251K 0.01%
3,708
-467
-11% -$32.2K
XCO
646
DELISTED
Exco Resources
XCO
$251K 0.01%
2,507
+997
+66% +$115K
ATHN
647
DELISTED
Athenahealth, Inc.
ATHN
$250K 0.01%
2,304
-5
-0.2% -$541
IFLN
648
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$249K 0.01%
+13,222
New +$249K
TOL icon
649
Toll Brothers
TOL
$13.7B
$248K 0.01%
7,637
-198
-3% -$6.4K
TKR icon
650
Timken Company
TKR
$9.79B
$247K 0.01%
+5,714
New +$245K
24 25
26
27 28

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.