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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCBI icon
601
Texas Capital Bancshares
TCBI
$4.31B
$738K 0.01%
12,523
+23
+0.2% +$1.39K
TTWO icon
602
Take-Two Interactive
TTWO
$43B
$735K 0.01%
5,237
-142
-3% -$20.4K
F icon
603
Ford
F
$57.3B
$731K 0.01%
58,880
-10,521
-15% -$137K
AMJ
604
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$729K 0.01%
29,534
+283
+1% +$6.77K
CAH icon
605
Cardinal Health
CAH
$53.4B
$727K 0.01%
8,372
-2,108
-20% -$191K
PSEP icon
606
Innovator US Equity Power Buffer ETF September
PSEP
$842M
$723K 0.01%
+22,308
New +$735K
WPC icon
607
W.P. Carey
WPC
$17.1B
$720K 0.01%
13,587
-485
-3% -$31.1K
CL icon
608
Colgate-Palmolive
CL
$72.6B
$716K 0.01%
10,073
-127
-1% -$9.5K
AXON
609
Axon Enterprise
AXON
$40.5B
$710K 0.01%
3,568
+37
+1% +$7.28K
NGG icon
610
National Grid
NGG
$82.7B
$710K 0.01%
12,423
-6,139
-33% -$371K
FUMB icon
611
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$707K 0.01%
35,516
– –
NVS icon
612
Novartis
NVS
$295B
$704K 0.01%
6,908
-393
-5% -$39.9K
HLT icon
613
Hilton Worldwide
HLT
$74B
$701K 0.01%
4,670
+30
+0.6% +$4.53K
SLI
614
Standard Lithium
SLI
$517M
$700K 0.01%
247,176
+1,000
+0.4% +$3.84K
FXD icon
615
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$697K 0.01%
13,667
– –
EL icon
616
Estee Lauder
EL
$29B
$696K 0.01%
4,814
+887
+23% +$148K
IJS icon
617
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$694K 0.01%
7,779
+80
+1% +$7.62K
GWW icon
618
W.W. Grainger
GWW
$65.3B
$694K 0.01%
1,003
-117
-10% -$84.6K
CDNS icon
619
Cadence Design Systems
CDNS
$90B
$689K 0.01%
2,939
-74
-2% -$17.3K
EWY icon
620
iShares MSCI South Korea ETF
EWY
$21.7B
$681K 0.01%
11,560
-790
-6% -$50.1K
BHE icon
621
Benchmark Electronics
BHE
$2.91B
$679K 0.01%
28,007
-1
-0% -$25
CELH icon
622
Celsius Holdings
CELH
$6.93B
$678K 0.01%
11,853
+11,151
+1,588% +$627K
BALL icon
623
Ball Corp
BALL
$17B
$678K 0.01%
13,610
+3,872
+40% +$211K
PINS icon
624
Pinterest
PINS
$12.4B
$675K 0.01%
24,962
-13,819
-36% -$377K
FXH icon
625
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$674K 0.01%
6,942
– –
23 24
25
26 27

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.