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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRNT icon
601
Kornit Digital
KRNT
$706M
$682K 0.01%
29,698
-20,252
-41% -$506K
CTRA
602
DELISTED
Coterra Energy
CTRA
$678K 0.01%
27,596
-5,486
-17% -$151K
GWW icon
603
W.W. Grainger
GWW
$65.3B
$678K 0.01%
1,218
-867
-42% -$489K
KR icon
604
Kroger
KR
$34.8B
$672K 0.01%
15,065
-287
-2% -$13.2K
VLU icon
605
State Street SPDR S&P 1500 Value Tilt ETF
VLU
$745M
$670K 0.01%
4,790
– –
WEN icon
606
Wendy's
WEN
$1.33B
$664K 0.01%
29,360
-1,091
-4% -$23.3K
BSCP
607
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$661K 0.01%
32,805
-1,666
-5% -$33.4K
ASML icon
608
ASML
ASML
$675B
$660K 0.01%
1,208
+144
+14% +$75.4K
SPIP icon
609
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$660K 0.01%
25,607
-186,270
-88% -$4.81M
FXD icon
610
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$658K 0.01%
13,668
-931
-6% -$44.7K
VDC icon
611
Vanguard Consumer Staples ETF
VDC
$7.86B
$656K 0.01%
3,427
-280
-8% -$52.6K
SRE icon
612
Sempra
SRE
$60.8B
$655K 0.01%
8,474
-36
-0.4% -$2.79K
STX icon
613
Seagate
STX
$193B
$654K 0.01%
12,427
-417
-3% -$22.2K
BYLD icon
614
iShares Yield Optimized Bond ETF
BYLD
$447M
$652K 0.01%
30,095
– –
MRNA icon
615
Moderna
MRNA
$21.5B
$650K 0.01%
3,616
+290
+9% +$47.4K
NEA icon
616
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$643K 0.01%
56,544
+44,884
+385% +$490K
O icon
617
Realty Income
O
$61.2B
$641K 0.01%
10,099
-5,304
-34% -$329K
SBLK icon
618
Star Bulk Carriers
SBLK
$3.14B
$640K 0.01%
33,262
+4,262
+15% +$83K
EMLP icon
619
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$632K 0.01%
23,691
+15
+0.1% +$398
IBDP
620
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$630K 0.01%
25,812
– –
FANG icon
621
Diamondback Energy
FANG
$57.6B
$626K 0.01%
4,579
+1,493
+48% +$218K
VFH icon
622
Vanguard Financials ETF
VFH
$13.3B
$624K 0.01%
7,548
-983
-12% -$81.2K
GLW icon
623
Corning
GLW
$126B
$623K 0.01%
19,509
+797
+4% +$25.9K
EFAV icon
624
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$623K 0.01%
9,797
– –
AMJ
625
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$622K 0.01%
28,580
-501
-2% -$11K
23 24
25
26 27

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Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.