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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
601
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.06M 0.02%
9,771
+7,511
+332% +$840K
CME icon
602
CME Group
CME
$92B
$1.06M 0.02%
5,207
+1,214
+30% +$239K
SPEM icon
603
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.9B
$1.05M 0.02%
24,089
+503
+2% +$22.5K
GLPI icon
604
Gaming and Leisure Properties
GLPI
$12.9B
$1.05M 0.02%
24,806
-21,284
-46% -$902K
MLPA icon
605
Global X MLP ETF
MLPA
$2.25B
$1.05M 0.02%
31,737
+14,501
+84% +$452K
ARKG icon
606
ARK Genomic Revolution ETF
ARKG
$1.53B
$1.05M 0.02%
11,828
-37,191
-76% -$3.69M
MDC
607
DELISTED
M.D.C. Holdings, Inc.
MDC
$1.05M 0.02%
17,619
+9,880
+128% +$518K
SAFE
608
DELISTED
Safehold Inc.
SAFE
$1.04M 0.02%
14,862
-14,564
-49% -$1.1M
NFG icon
609
National Fuel Gas
NFG
$7.73B
$1.04M 0.02%
20,825
+3,065
+17% +$139K
GWPH
610
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$1.04M 0.02%
4,794
-164
-3% -$30.8K
NNN icon
611
NNN REIT
NNN
$9.47B
$1.04M 0.02%
23,578
+1,916
+9% +$80.3K
VXF icon
612
Vanguard Extended Market ETF
VXF
$30.4B
$1.04M 0.02%
5,869
+37
+0.6% +$6.57K
MNDT
613
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1.04M 0.02%
53,059
-5,090
-9% -$106K
PJAN icon
614
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
$1.03M 0.02%
+32,589
New +$1.01M
QQQX icon
615
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$1.02M 0.02%
37,635
+800
+2% +$21.3K
MGM icon
616
MGM Resorts International
MGM
$11.9B
$1.02M 0.02%
26,865
+3,210
+14% +$112K
RFG icon
617
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$345M
$1.02M 0.02%
23,185
– –
WPC icon
618
W.P. Carey
WPC
$17B
$1.01M 0.02%
14,652
-2,832
-16% -$190K
DIVO icon
619
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.52B
$1.01M 0.02%
29,375
+900
+3% +$30.1K
GINN icon
620
Goldman Sachs Innovate Equity ETF
GINN
$201M
$1.01M 0.02%
17,654
+3,630
+26% +$212K
PGX icon
621
Invesco Preferred ETF
PGX
$3.8B
$1M 0.02%
66,973
-13,760
-17% -$205K
BWXT icon
622
BWX Technologies
BWXT
$15.9B
$995K 0.02%
15,087
-157
-1% -$9.41K
AMD icon
623
Advanced Micro Devices
AMD
$766B
$985K 0.02%
12,550
+1,883
+18% +$162K
MTCH icon
624
Match Group
MTCH
$9.14B
$984K 0.02%
7,164
+17
+0.2% +$2.56K
HIW icon
625
Highwoods Properties
HIW
$3.75B
$983K 0.02%
+22,891
New +$934K
23 24
25
26 27

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MT
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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.